Private fund adviser · Hong Kong, Hong Kong
Overlook Investments Limited
SEC-registered investment adviser · CRD 137926 · SEC 801-65982
At a glance
Overlook Investments Limited is an SEC-registered investment adviser based in Hong Kong, Hong Kong, with $8.1 billion in regulatory assets under management as of its Form ADV filed March 25, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 699th of 4,686 private fund advisers and 1,556th of 17,210 SEC-registered advisers by assets.
Main office +85229120805overlookinv.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $8.1B
- Rank among private fund advisers
- #699 of 4,686
- Rank among all SEC RIAs
- #1,556 of 17,210
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 9
- Offices
- 1
Owners and executives on its Form ADV
- Jr R. H. LawrenceChairman and Director
- Michael J. LonerganDirector
- James S. SquireChief Investment Officer and Director of General Partner
- Leon Ie FoongChief Executive Officer and Director of General Partner
- Alan H. MorganChief Operating Officer, Chief Compliance Officer and Director of General Partner
Custody and brokerage
Custodian
Overlook Investments Limited’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $8.1B | 100% |
Disciplinary disclosures
Overlook Investments Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗overlookinv.com ↗
AtlasMembers
The full record on Overlook Investments Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,089 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Overlook Investments Limited manage?
Overlook Investments Limited reports $8.1 billion in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 25, 2026.
What kind of firm is Overlook Investments Limited?
Overlook Investments Limited is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Overlook Investments Limited’s clients?
By assets, its largest client types are pooled investment vehicles ($8.1 billion, 2 clients).
Does Overlook Investments Limited have any disciplinary history?
Overlook Investments Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Overlook Investments Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →