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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1183
    Oasis Capital Partners (texas) Inc.Austin, TX · 16 clientsPrivate fund adviser
    No custodian reported
    $12B
  2. 1185
    Sound Point CLO C-Moa, LLCNew York, NY · 24 clientsPrivate fund adviser
    No custodian reported
    $12B
  3. 1186
    Northcape CapitalSydney, New South Wales, Australia · 9 clientsAsset manager
    State Street 26%Northern Trust 24%
    $12B
  4. 1188
    Aquiline Management Holdings LPNew York, NY · 33 clientsPrivate fund adviser
    No custodian reported
    $12B
  5. 1192
    Altrinsic Global Advisors, LLCStamford, CT · 24 clientsAsset manager
    J.P. Morgan 66%BNY 34%
    $12B
  6. 1193
    Advisors Capital Management, LLCRidgewood, NJ · 18,140 clientsWealth manager
    Fidelity 58%LPL Financial 27%
    $12B
  7. 1194
    Hollyport Capital LLPLondon, United Kingdom · 27 clientsPrivate fund adviser
    Aztec Financial Services (jersey) Limited 100%
    $12B
  8. 1195
    Honeywell Capital Management LLCMorris Plains, NJAsset manager
    No custodian reported
    $12B
  9. 1196
    Northrock Partners, LLCMinneapolis, MN · 4,811 clientsWealth managerWrap sponsor
    Schwab 79%
    $12B
  10. 1197
    LNWSeattle, WA · 1,149 clientsWealth manager
    Schwab 100%
    $12B
  11. 1198
    Intercontinental Real Estate CorporationBoston, MA · 2 clientsPrivate fund adviser
    No custodian reported
    $12B
  12. 1200
    Churchill Investment Management LLCCharlotte, NC · 8 clientsPrivate fund adviser
    No custodian reported
    $12B
  13. 1201
    Conrad Siegel Investment AdvisorsHarrisburg, PA · 570 clientsAsset manager
    Tiaa-Cref 41%Schwab 34%Empower Advisory Group 24%
    $12B
  14. 1203
    Soltis Investment Advisors, LLCSt. George, UT · 5,414 clientsWealth manager
    Fidelity 75%Schwab 25%
    $12B
  15. 1204
    The Energy & Minerals Group LPHouston, TX · 57 clientsPrivate fund adviser
    No custodian reported
    $12B
  16. 1207
    Slate Path Capital LPNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $12B
  17. 1208
    Pointstate Capital LPNew York, NY · 19 clientsPrivate fund adviser
    No custodian reported
    $12B
  18. 1215
    Goldberg Lindsay & Co. LLCNew York, NY · 17 clientsPrivate fund adviser
    No custodian reported
    $12B
  19. 1217
    Levine Leichtman Capital Partners, LLCBeverly Hills, CA · 56 clientsPrivate fund adviser
    No custodian reported
    $12B
  20. 1218
    Paradigm Operations LPSan Francisco, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $12B
  21. 1220
    FTV CapitalSan Francisco, CA · 18 clientsPrivate fund adviser
    No custodian reported
    $12B
  22. 1223
    Entrust Global Partners LLCNew York, NY · 90 clientsPrivate fund adviser
    Royal Bank of Canada (channel Islands) Limited 99%
    $12B
  23. 1224
    137 Ventures Management, LLCSan Francisco, CA · 50 clientsPrivate fund adviser
    No custodian reported
    $12B
  24. 1225
    Octopus Energy GenerationLondon, United Kingdom · 17 clientsAsset manager
    No custodian reported
    $12B
  25. 1226
    Perceptive AdvisorsNew York, NY · 26 clientsPrivate fund adviser
    Merrill / Bank of America 100%
    $12B
  26. 1227
    Sparx Asset Management Co., LTD.Tokyo, Japan · 98 clientsBroker-dealer firm
    Citi 100%
    $12B
  27. 1228
    Kline Hill Partners LPGreenwich, CT · 36 clientsPrivate fund adviser
    No custodian reported
    $12B
  28. 1231
    Bimini Advisors, LLCVero Beach, FL · 1 clientsPrivate fund adviser
    No custodian reported
    $12B
  29. 1233
    Bricktown Capital, LLCDetroit, MI · 28 clientsAsset manager
    State Street 46%Comerica Bank 35%
    $12B
  30. 1234
    Greenhaven Associates IncPurchase, NY · 132 clientsWealth manager
    J.P. Morgan 100%
    $12B
  31. 1237
    Novacap Management US Inc.Brossard, Quebec, Canada · 54 clientsPrivate fund adviser
    No custodian reported
    $12B
  32. 1238
    Evergreen Investment AdvisorsChicago, IL · 3 clientsPrivate fund adviser
    No custodian reported
    $12B
  33. 1247
    Everett Harris & CoLos Angeles, CA · 743 clientsWealth manager
    Merrill / Bank of America 73%Schwab 27%
    $12B
  34. 1251
    Kinderhook Industries, LLCNew York, NY · 12 clientsPrivate fund adviser
    No custodian reported
    $11B
  35. 1253
    Guinness Global InvestorsLondon, United Kingdom · 38 clientsPrivate fund adviser
    No custodian reported
    $11B
  36. 1254
    The Windacre Partnership LLCHouston, TX · 3 clientsPrivate fund adviser
    No custodian reported
    $11B
  37. 1256
    Gerber/taylor Management LLCMemphis, TN · 95 clientsPrivate fund adviser
    Schwab 100%
    $11B
  38. 1258
    Fiduciary Management, Inc.Milwaukee, WI · 570 clientsAsset manager
    Northern Trust 54%Schwab 25%
    $11B
  39. 1262
    Heck Capital Advisors, LLCRhinelander, WI · 1,133 clientsAsset manager
    Fidelity 69%
    $11B
  40. 1263
    Parvus Asset Management Jersey Limited16 clientsPrivate fund adviser
    HSBC Bank PLC 84%
    $11B

RIAs by state