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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

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  1. 3775
    Capital Management Associates IncMinneapolis, MN · 932 clientsBroker-dealer firmHybridCapital Management Securities, Inc.
    Schwab 100%
    $1.9B
  2. 3792
    Morgan Stanley Private Equity Asia, Inc.New York, NY · 10 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $1.9B
  3. 3795
    First Long Island Investors, LLCJericho, NY · 546 clientsWealth managerPublic-company ownedHybridFLI Investors, LLC
    UBS 100%
    $1.9B
  4. 3796
    Windward Capital Management CoLos Angeles, CA · 169 clientsWealth managerHybridS.L. Reed & Company, clears through National Financial Services (Fidelity)
    Fidelity 70%Schwab 30%
    $1.9B
  5. 3799
    Ashton Thomas Securities, LLCRochester, NY · 2,282 clientsBroker-dealer firmHybrid
    Pershing 100%
    $1.9B
  6. 3810
    Coller EQTNew York, NY · 2 clientsAsset managerHybridEQT Partners BD, LLC
    No custodian reported
    $1.8B
  7. 3817
    Snowhawk LPNew York, NY · 11 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $1.8B
  8. 3818
    Kanawha Capital Management, LLCRichmond, VA · 572 clientsWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
    Schwab 100%
    $1.8B
  9. 3828
    A&m Private Wealth Partners, LLCWest Palm Beach, FL · 43 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $1.8B
  10. 3832
    White Oak Partners Investment Advisor, LLCWesterville, OH · 9 clientsPrivate fund adviserHybridWobd, LLC
    No custodian reported
    $1.8B
  11. 3837
    Heitman Real Estate Securities LLCChicago, IL · 23 clientsAsset managerHybridHeitman International Real Estate Securities PTY Limited, Heitman Securities LLC
    State Street 49%Northern Trust 27%
    $1.8B
  12. 3843
    Cion Investment Management, LLCNew York, NY · 1 clientsAsset managerAffiliated broker-dealerCion Securities, LLC
    No custodian reported
    $1.8B
  13. 3844
    Crescent Cap Advisors, LLCLos Angeles, CA · 1 clientsAsset managerAffiliated broker-dealerAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
    No custodian reported
    $1.8B
  14. 3848
    Baillie Gifford International LLCNew York, NY · 7 clientsPrivate fund adviserHybridBaillie Gifford Asia (hong Kong) Limited, Baillie Gifford Funds Services LLC
    No custodian reported
    $1.8B
  15. 3853
    Select Money Management, Inc.Los Angeles, CA · 1,031 clientsWealth managerWrap sponsorHybridSignature Estate Securities, LLC
    Assetmark Trust 88%
    $1.8B
  16. 3857
    Needham Investment Management, LLCNew York, NY · 5 clientsAsset managerHybridNeedham & Company, LLC
    No custodian reported
    $1.8B
  17. 3858
    LGT Wealth Management US LimitedLondon, United Kingdom · 1,334 clientsWealth managerBank-affiliatedAffiliated broker-dealerLGT Bank (singapore) LTD, LGT Bank (switzerland) LTD
    Morningstar Wealth Platform 100%
    $1.8B
  18. 3859
    Summit Financial Wealth AdvisorsLafayette, LA · 1,265 clientsWealth managerHybrid
    Schwab 100%
    $1.8B
  19. 3861
    U.S. Bancorp Advisors, LLCSaint Paul, MN · 3,343 clientsBroker-dealer firmHybridBtig, LLC, U.S. Bancorp Investments, Inc.
    Fidelity 100%
    $1.8B
  20. 3874
    Lanark Financial, Inc.Birmingham, AL · 3,576 clientsBroker-dealer firmHybrid
    RBC 100%
    $1.8B
  21. 3881
    Blueprint Investment Partners LLCGreensboro, NC · 13 clientsAsset managerHybridMaplewood Investments, Inc.
    Schwab 66%U.S. Bancorp Investments 34%
    $1.8B
  22. 3883
    Aegis Capital Corp.New York, NY · 3,083 clientsBroker-dealer firmHybrid
    No custodian reported
    $1.8B
  23. 3884
    Great Point Partners, LLCGreenwich, CT · 17 clientsPrivate fund adviserHybridGPP Securities, LLC
    No custodian reported
    $1.8B
  24. 3888
    Vista Credit BDC Management, L.P.New York, NY · 1 clientsAsset managerAffiliated broker-dealerVista Equity Partners Capital Markets, LLC
    No custodian reported
    $1.8B
  25. 3890
    Mainline West Fund Manager LLCDenver, CO · 116 clientsPrivate fund adviserHybridMainline West Municipal Securities LLC
    Wilmington Trust 91%
    $1.8B
  26. 3891
    Linden Thomas Advisory Services, LLCCharlotte, NC · 1,366 clientsWealth managerWrap sponsorHybridLinden Thomas and Company Securities, LLC, clears through Wells Fargo Clearing Services
    Wells Fargo 100%
    $1.8B
  27. 3897
    Greenwood Capital Associates, LLCGreenwood, SC · 731 clientsWealth managerBank-affiliatedAffiliated broker-dealerCountybanc Investments Services, Inc.
    Commercial Bank - Trust Dept 54%Schwab 46%
    $1.8B
  28. 3904
    OFS Capital Management, LLCChicago, IL · 6 clientsAsset managerHybridCCO Capital, LLC, CIM Group (australia) PTY LTD
    U.S. Bank 100%
    $1.8B
  29. 3911
    GFI Investment CounselToronto, Ontario, Canada · 1,059 clientsAsset managerAffiliated broker-dealerNational Bank Independent Network
    National Bank Independent Network 100%
    $1.8B
  30. 3919
    Intrua FinancialHouston, TX · 3,380 clientsWealth managerWrap sponsorHybridLarson Financial Securities, LLC
    LPL Financial 80%
    $1.7B
  31. 3921
    Finser Investment AdvisorSan Antonio, TX · 10 clientsAsset managerHybrid
    No custodian reported
    $1.7B
  32. 3922
    Sapient Private Wealth Management, LLCEugene, OR · 661 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $1.7B
  33. 3930
    Bcpc Advisors, LPBoston, MA · 1 clientsAsset managerHybridBain Capital Markets, LLC
    No custodian reported
    $1.7B
  34. 3932
    Steele Creek Investment Management LLCCharlotte, NC · 11 clientsPrivate fund adviserAffiliated broker-dealerMoelis & Company LLC
    No custodian reported
    $1.7B
  35. 3944
    Ally Invest AdvisorsCharlotte, NC · 83,199 clientsWealth managerBank-affiliatedHybridAlly Invest Securities LLC, clears through Apex Clearing
    Apex Fintech 100%
    $1.7B
  36. 3948
    Galaxy Digital Capital Management LPNew York, NY · 26 clientsPrivate fund adviserHybridFin2, LLC, Galaxy Digital Partners LLC
    No custodian reported
    $1.7B
  37. 3956
    Slate Advisory Service (US) LLCChicago, IL · 8 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.7B
  38. 3965
    Accurate Wealth Management, LLCWesley Chapel, FL · 2,612 clientsWealth managerWrap sponsorHybridAAG Capital, Inc.
    Schwab 85%
    $1.7B
  39. 3970
    Corient SHC Partners (US) LPPhiladelphia, PA · 39 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $1.7B
  40. 3973
    Seelaus Asset Management, LLCChatham, NJ · 273 clientsAsset managerHybridR. Seelaus & Co., LLC
    U.S. Bancorp Investments 39%BNY 37%
    $1.7B

RIAs by state