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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Charleston, WV

Every SEC-registered investment adviser representative at a firm office in Charleston, with the firms that employ the most of them.

142 registered advisors work in Charleston; the most are at Morgan Stanley (27). 7 list the CFP designation and 118 are also registered broker representatives.

Firms with the most advisors in Charleston

FirmAdvisors in Charleston
Morgan Stanley news27
Ameriprise Financial Services, LLC news16
Merrill Lynch, Pierce, Fenner & Smith Incorporated news16
Truist Advisory Services, Inc. news15
Wells Fargo Clearing Services, LLC news11
Vandalia Wealth8
Equitable Advisors, LLC news5
Focus Partners Wealth, LLC5
Ntv Asset Management, LLC5
Wealth Enhancement Advisory Services, LLC news5
Janney Montgomery Scott LLC news4
McKinley Carter Wealth Services, Inc.4
Axxcess Wealth Management, LLC3
Northwestern Mutual Investment Services, LLC3
Raymond James Financial Services Advisors, Inc. news3
United Brokerage Services, Inc.3
Edward Jones news2
RBC Capital Markets, LLC news2
State Farm Investment Management Corp.2
Cetera Investment Advisers LLC news1
J. W. Cole Advisors, Inc.1
Jacobs & Company1
Money Concepts Capital Corp.1
On Investment Management Co.1
Wna Wealth Management, LLC1

Advisors in Charleston, A to Z

CFP advisors in Charleston →

Other cities in West Virginia

All of West Virginia →

Wheeling 89Huntington 62Morgantown 55Parkersburg 43Bridgeport 34Martinsburg 30Beckley 27Hurricane 26Vienna 21Barboursville 17Fairmont 17South Charleston 15Clarksburg 13Elkins 9Shepherdstown 8Berkeley Springs 7Bluefield 7Buckhannon 7Charles Town 7Weirton 7Lewisburg 6Charleston - Northgate 5Princeton 5Ripley 5

Questions

How many financial advisors are in Charleston, WV?

142 investment adviser representatives are registered at firm offices in Charleston, West Virginia, according to the SEC's Investment Adviser Public Disclosure records. 118 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in Charleston?

Morgan Stanley, with 27 registered advisors in Charleston, followed by Ameriprise Financial Services, LLC with 16.

How do I check a financial advisor in Charleston?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.