Wealth manager, independent · Charleston, WV
NTV Asset Management, LLC
SEC-registered investment adviser · CRD 111062 · SEC 801-58140
At a glance
NTV Asset Management, LLC is an SEC-registered investment adviser based in Charleston, West Virginia, with $1.2B in regulatory assets under management as of its Form ADV filed March 20, 2026. It reports 338 individual clients, 97 of them high-net-worth, holding an average of about $3.0 million each, and 5 employees. That ranks it 946th among the nation’s 5,657 independent wealth management RIAs and 2nd of 7 in West Virginia. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 304-353-9090ntvam.comAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #946 of 5,657
- Rank among all SEC RIAs
- #4,941 of 17,210
- Rank in West Virginia
- #2 of 7
- Individual clients
- 338
- High-net-worth clients
- 97
- Accounts
- 1,013
- Discretionary
- 95% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- James R. ThomasManaging Member
- John R. ValentineManaging Member
- John M. ValentineChief Compliance Officer
- Ian C. FloresSR. Vice President
- Bradley M. FosterSR Vice President
Custody and brokerage
Broker-dealer
No broker-dealer ties
NTV Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 97 | $739M | 64% |
| Individuals | 241 | $259M | 22% |
| Pension and profit sharing plans | 19 | $74M | 6% |
| Charitable organizations | 12 | $60M | 5% |
| Corporations or other businesses | 7 | $27M | 2% |
Disciplinary disclosures
NTV Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗ntvam.com ↗
AtlasMembers
The full record on NTV Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,152 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in West Virginia
All of West Virginia →| Firm | Regulatory AUM | Clients |
|---|---|---|
| McKinley Carter Wealth Services, Inc.Wheeling | $2.3B | 1,231 |
Background
Questions
How much does NTV Asset Management, LLC manage?
NTV Asset Management, LLC reports $1.2B in regulatory assets under management across 1,013 accounts, 95% of it on a discretionary basis, on its Form ADV filed March 20, 2026.
How many clients does NTV Asset Management, LLC have?
It reports 338 individual clients: 97 high-net-worth individuals and 241 other individuals. Individuals account for about 86% of its regulatory assets.
Where is NTV Asset Management, LLC headquartered?
Its main office is in Charleston, West Virginia. It reports 1 office in total and 5 employees, 5 of whom perform investment advisory functions.
How does NTV Asset Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does NTV Asset Management, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 20, 2026, it reports these amounts held: Charles Schwab ($1.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is NTV Asset Management, LLC a hybrid RIA with a broker-dealer?
NTV Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is NTV Asset Management, LLC a fiduciary?
As an SEC-registered investment adviser, NTV Asset Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is NTV Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →