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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Charleston, WV

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Charleston, A to Z.

The short answer

3 registered advisors work at Northwestern Mutual Investment Services, LLC in Charleston, out of 1,946 at the firm nationwide; it ranks number 14 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Charleston, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Charleston

All Charleston advisors →

Morgan Stanley 28Ameriprise Financial Services, LLC 17Merrill Lynch, Pierce, Fenner & Smith Incorporated 15Truist Advisory Services, Inc. 15Wells Fargo Clearing Services, LLC 11Vandalia Wealth 7Axxcess Wealth Management, LLC 5Equitable Advisors, LLC 5Focus Partners Wealth, LLC 5Ntv Asset Management, LLC 5Janney Montgomery Scott LLC 4McKinley Carter Wealth Services, Inc. 4

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Charleston?

3 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Charleston, West Virginia, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Charleston?

Northwestern Mutual Investment Services, LLC ranks number 14 in Charleston by registered advisors; Morgan Stanley has the most, with 28.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Charleston?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.