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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Auburn, WA

Every SEC-registered investment adviser representative at a firm office in Auburn, with the firms that employ the most of them.

42 registered advisors work in Auburn; the most are at Pfs Investments Inc. (15). 4 list the CFP designation and 40 are also registered broker representatives.

Firms with the most advisors in Auburn

FirmAdvisors in Auburn
Pfs Investments Inc.15
Edward Jones news13
Ameriprise Financial Services, LLC news2
Raymond James Financial Services Advisors, Inc. news2
Strategic Advisers LLC2
Advisory Services Network1
Cetera Investment Advisers LLC news1
J Dostal Investments1
J.P. Morgan Securities LLC news1
LPL Financial LLC news1
State Farm Investment Management Corp.1
Thrivent Investment Management Inc.1
Wells Fargo Clearing Services, LLC news1

Advisors in Auburn, A to Z

CFP advisors in Auburn →

Other cities in Washington

All of Washington →

Seattle 1,957Bellevue 1,378Spokane 501Vancouver 478Camas 339Tacoma 292Kirkland 276Bellingham 202Mercer Island 153Gig Harbor 134Kennewick 127Redmond 113Edmonds 106Olympia 104Everett 102Renton 102Issaquah 99Lynnwood 99Yakima 96Federal Way 85Bothell 71Silverdale 71Puyallup 68Spokane Valley 67

Questions

How many financial advisors are in Auburn, WA?

42 investment adviser representatives are registered at firm offices in Auburn, Washington, according to the SEC's Investment Adviser Public Disclosure records. 40 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Auburn?

Pfs Investments Inc., with 15 registered advisors in Auburn, followed by Edward Jones with 13.

How do I check a financial advisor in Auburn?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.