Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Tyler, TX
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Tyler, A to Z.
The short answer
4 registered advisors work at RBC Capital Markets, LLC in Tyler, out of 3,466 at the firm nationwide; it ranks number 15 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Tyler, A to Z
Every RBC Capital Markets, LLC advisor →- Frank D. BarnettAlso a broker rep
- Kenneth V. DunnAlso a broker rep
- Thomas C. SmithCertified Financial Planner · Also a broker rep
- John R. Thompson Jr.Also a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Tyler
All Tyler advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 28LPL Financial LLC 26Edward Jones 16Wells Fargo Clearing Services, LLC 10UBS Financial Services Inc. 9Kestra Advisory Services, LLC 8Cetera Investment Advisers LLC 6Ameriprise Financial Services, LLC 5Eagle Strategies LLC 5Osaic Wealth, Inc. 5State Farm Investment Management Corp. 5&Partners 4
Questions
How many financial advisors does RBC Capital Markets, LLC have in Tyler?
4 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Tyler, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Tyler?
RBC Capital Markets, LLC ranks number 15 in Tyler by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 28.
How do I check a RBC Capital Markets, LLC advisor in Tyler?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.