Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Sugar Land, TX
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Sugar Land, A to Z.
The short answer
7 registered advisors work at RBC Capital Markets, LLC in Sugar Land, out of 3,466 at the firm nationwide; it ranks number 18 in the city by advisors. 2 list the CFP designation and 7 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Sugar Land, A to Z
Every RBC Capital Markets, LLC advisor →- Diana H. AlexanderAlso a broker rep
- Steven R. AlexanderAlso a broker rep
- Ramakrishna GaliAlso a broker rep
- Harold L. Green Jr.Also a broker rep
- Russell D. KempCertified Financial Planner · Also a broker rep
- Matthew C. KullmanAlso a broker rep
- Glenda A. MartinezCertified Financial Planner · Also a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Sugar Land
All Sugar Land advisors →Strategic Advisers LLC 27J.P. Morgan Securities LLC 22Merrill Lynch, Pierce, Fenner & Smith Incorporated 22LPL Financial LLC 20Ameriprise Financial Services, LLC 18Morgan Stanley 18UBS Financial Services Inc. 14Wells Fargo Clearing Services, LLC 13Edward Jones 11Wells Fargo Advisors Financial Network, LLC 10Lincoln Investment 9Rwm Capital, LLC 9
Questions
How many financial advisors does RBC Capital Markets, LLC have in Sugar Land?
7 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Sugar Land, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 2 list the CFP designation and 7 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Sugar Land?
RBC Capital Markets, LLC ranks number 18 in Sugar Land by registered advisors; Strategic Advisers LLC has the most, with 27.
How do I check a RBC Capital Markets, LLC advisor in Sugar Land?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.