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Financial ADVSR advisor directory · SEC adviser records

RBC Rochdale, LLC financial advisors in Houston, TX

Every SEC-registered investment adviser representative at a RBC Rochdale, LLC office in Houston, A to Z.

The short answer

2 registered advisors work at RBC Rochdale, LLC in Houston, out of 105 at the firm nationwide; it ranks number 207 in the city by advisors. 0 list the CFP designation and 2 are also registered broker representatives.

RBC Rochdale, LLC advisors in Houston, A to Z

Every RBC Rochdale, LLC advisor →

RBC Rochdale, LLC advisors in every city and state →RBC Rochdale, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Rochdale, LLC advisors in other cities

New York, NY 76San Francisco, CA 6Beverly Hills, CA 5Chicago, IL 3Irvine, CA 3Bethesda, MD 1Dallas, TX 1Hutto, TX 1Lake Mary, FL 1Orono, MN 1Pasadena, CA 1Richmond, VA 1Snohomish, WA 1Southport, NC 1Topsfield, MA 1

Other firms in Houston

All Houston advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76

Questions

How many financial advisors does RBC Rochdale, LLC have in Houston?

2 investment adviser representatives are registered at RBC Rochdale, LLC offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 105 nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Is RBC Rochdale, LLC one of the largest advisor employers in Houston?

RBC Rochdale, LLC ranks number 207 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.

How do I check a RBC Rochdale, LLC advisor in Houston?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Rochdale, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.