Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

RBC Rochdale, LLC financial advisors in New York, NY

Every SEC-registered investment adviser representative at a RBC Rochdale, LLC office in New York, A to Z.

The short answer

76 registered advisors work at RBC Rochdale, LLC in New York, out of 105 at the firm nationwide; it ranks number 24 in the city by advisors. 6 list the CFP designation and 72 are also registered broker representatives.

RBC Rochdale, LLC advisors in New York, A to Z

Every RBC Rochdale, LLC advisor →

RBC Rochdale, LLC advisors in every city and state →RBC Rochdale, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Rochdale, LLC advisors in other cities

San Francisco, CA 6Beverly Hills, CA 5Chicago, IL 3Irvine, CA 3Houston, TX 2Bethesda, MD 1Dallas, TX 1Hutto, TX 1Lake Mary, FL 1Orono, MN 1Pasadena, CA 1Richmond, VA 1Snohomish, WA 1Southport, NC 1Topsfield, MA 1

Other firms in New York

All New York advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 2,514Morgan Stanley 2,116J.P. Morgan Securities LLC 1,933UBS Financial Services Inc. 953Citigroup Global Markets Inc. 624Neuberger Berman Bd LLC 508Cerity Partners LLC 363Wells Fargo Clearing Services, LLC 324Equitable Advisors, LLC 313Oppenheimer & Co. Inc. 223MML Investors Services, LLC 161Rockefeller Financial LLC 159

Questions

How many financial advisors does RBC Rochdale, LLC have in New York?

76 investment adviser representatives are registered at RBC Rochdale, LLC offices in New York, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 105 nationwide. 6 list the CFP designation and 72 are also registered as broker representatives.

Is RBC Rochdale, LLC one of the largest advisor employers in New York?

RBC Rochdale, LLC ranks number 24 in New York by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 2,514.

How do I check a RBC Rochdale, LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Rochdale, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.