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Chief Investment Officer · RBC Rochdale, LLC

Charles J. Luke

CRD 5419833 · Named on Form ADV at one SEC-registered adviser

At a glance

RBC Rochdale, LLC, an SEC-registered wealth manager based in New York, NY with $73.0 billion in regulatory assets, lists Charles J. Luke on its Form ADV as Chief Investment Officer, a control person.

Firms and roles

  • RBC Rochdale, LLCChief Investment OfficerWealth manager · New York, NY · $73B in regulatory assets

AtlasMembers

Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Charles on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.