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President, CEO & Board Director · RBC Rochdale, LLC

Gregg Giaquinto

CRD 3182583 · Named on Form ADV at 2 SEC-registered advisers

At a glance

RBC Rochdale, LLC, an SEC-registered wealth manager based in New York, NY with $73.0 billion in regulatory assets, lists Gregg Giaquinto on its Form ADV as President, CEO & Board Director, a control person. The SEC filings also name Gregg at 1 other registered adviser.

Firms and roles

  • RBC Rochdale, LLCPresident, CEO & Board DirectorWealth manager · New York, NY · $73B in regulatory assets
  • RBC Securities, Inc.Board DirectorBroker-dealer firm · LOS Angeles, CA · $1.5B in regulatory assets

AtlasMembers

Gregg’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with Gregg on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregg’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.