Board Director · RBC Rochdale, LLC
Ivor Patrick O'Keeffe
CRD 2397120 · Named on Form ADV at 2 SEC-registered advisers
At a glance
RBC Rochdale, LLC, an SEC-registered wealth manager based in New York, NY with $73.0 billion in regulatory assets, lists Ivor Patrick O'Keeffe on its Form ADV as Board Director, a control person. The SEC filings also name Ivor at 1 other registered adviser.
Firms and roles
- RBC Rochdale, LLCBoard DirectorWealth manager · New York, NY · $73B in regulatory assets
- RBC Securities, Inc.Chief Operating Officer & Board DirectorBroker-dealer firm · LOS Angeles, CA · $1.5B in regulatory assets
AtlasMembers
Ivor’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Ivor’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Charles J. LukeChief Investment Officer, RBC Rochdale, LLC
- Gregg GiaquintoPresident, CEO & Board Director, RBC Rochdale, LLC
- Joby Swankutty DanielBoard Director, RBC Rochdale, LLC
- Shawn David RileyBoard Director, RBC Rochdale, LLC
- Christina M. WeberChief Compliance Officer, RBC Rochdale, LLC
5 more people named with Ivor on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ivor’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.