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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Wylie, SC

Every SEC-registered investment adviser representative at a firm office in Lake Wylie, with the firms that employ the most of them.

The short answer

11 registered advisors work in Lake Wylie; the most are at Edward Jones (3). 2 list the CFP designation and 9 are also registered broker representatives.

Firms with the most advisors in Lake Wylie

FirmAdvisors in Lake Wylie
Edward Jones news3
Catawba River Capital2
Cetera Investment Advisers LLC news1
Clearbridge Investments, LLC1
Independent Advisor Alliance, LLC1
LPL Enterprise, LLC news1
LPL Financial LLC news1
Principal Advised Services1

Advisors in Lake Wylie, A to Z

CFP advisors in Lake Wylie →

Other cities in South Carolina

All of South Carolina →

Greenville 688Columbia 520Fort Mill 498Charleston 399Mount Pleasant 313Myrtle Beach 168Spartanburg 123Mt. Pleasant 122Bluffton 121Summerville 96Rock Hill 83Lexington 82Hilton Head Island 81North Charleston 68Daniel Island 66Florence 62Mt Pleasant 59Aiken 58Greer 58Anderson 55Beaufort 53Simpsonville 50Seneca 40Sumter 36

Questions

How many financial advisors are in Lake Wylie, SC?

11 investment adviser representatives are registered at firm offices in Lake Wylie, South Carolina, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Lake Wylie?

Edward Jones, with 3 registered advisors in Lake Wylie, followed by Catawba River Capital with 2.

How do I check a financial advisor in Lake Wylie?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.