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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in North Wales, PA

Every SEC-registered investment adviser representative at a firm office in North Wales, with the firms that employ the most of them.

24 registered advisors work in North Wales; the most are at United Capital Financial Advisors (3). 5 list the CFP designation and 10 are also registered broker representatives.

Firms with the most advisors in North Wales

FirmAdvisors in North Wales
United Capital Financial Advisors3
Advisory Services Network2
Commonwealth Financial Network news2
Ptm Wealth Management, LLC2
Apollon Financial, LLC1
Cetera Investment Advisers LLC news1
Comprehensive Investment Management, LLC1
LPL Financial LLC news1
MML Investors Services, LLC1
Neuberger Berman Bd LLC1
PNC Wealth Management LLC1
R. F. Lafferty & Co., Inc.1
RBC Capital Markets, LLC news1
Salvino Capital Management, LLC1
Sunquest Wealth Management, LLC1
Svb Asset Management1
Tannhauser Financial LLC1
Vestmark Advisory Solutions, Inc.1
Wells Fargo Clearing Services, LLC news1

Advisors in North Wales, A to Z

CFP advisors in North Wales →

Other cities in Pennsylvania

All of Pennsylvania →

Pittsburgh 1,486Philadelphia 1,111Malvern 827Conshohocken 470Wayne 408Allentown 378Lancaster 375Fort Washington 362Radnor 323Berwyn 297Sewickley 283Newtown Square 265West Chester 253Doylestown 243Yardley 234York 233Erie 224Bala Cynwyd 202Canonsburg 200Newtown 190Camp Hill 180West Conshohocken 174Bethlehem 173Exton 173

Questions

How many financial advisors are in North Wales, PA?

24 investment adviser representatives are registered at firm offices in North Wales, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in North Wales?

United Capital Financial Advisors, with 3 registered advisors in North Wales, followed by Advisory Services Network with 2.

How do I check a financial advisor in North Wales?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.