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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Upper Arlington, OH

Every SEC-registered investment adviser representative at a firm office in Upper Arlington, with the firms that employ the most of them.

The short answer

45 registered advisors work in Upper Arlington; the most are at Northwestern Mutual Investment Services, LLC (11). 11 list the CFP designation and 39 are also registered broker representatives.

Firms with the most advisors in Upper Arlington

FirmAdvisors in Upper Arlington
Northwestern Mutual Investment Services, LLC11
Tcp Asset Management, LLC11
Edward Jones news5
J.P. Morgan Securities LLC news5
LPL Financial LLC news3
Raymond James Financial Services Advisors, Inc. news2
Blue Advisors1
Cetera Investment Advisers LLC news1
Fiducia Wealth Management1
Kovalcik & Geraghty Wealth Partners LLP1
Spencer Hawkins Investment Adviser, LLC1
State Farm Investment Management Corp.1
Wealthought LLC1
Welspire LLC1

Advisors in Upper Arlington, A to Z

CFP advisors in Upper Arlington →

Other cities in Ohio

All of Ohio →

Cincinnati 2,358Columbus 1,921Cleveland 623Dublin 508Akron 451Westlake 330Toledo 311Brooklyn 297Beachwood 282Independence 235Dayton 226Pepper Pike 221Canton 213Miamisburg 172Maumee 171Westerville 162Worthington 148Canfield 143Beavercreek 131Centerville 128West Chester 117Hudson 115Findlay 105Richfield 105

Questions

How many financial advisors are in Upper Arlington, OH?

45 investment adviser representatives are registered at firm offices in Upper Arlington, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 39 of them are also registered as broker representatives, and 11 list the CFP designation.

Which firm has the most financial advisors in Upper Arlington?

Northwestern Mutual Investment Services, LLC, with 11 registered advisors in Upper Arlington, followed by Tcp Asset Management, LLC with 11.

How do I check a financial advisor in Upper Arlington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.