Adviser and broker representative · Tcp Asset Management, LLC
Benjamin G. Randall
CRD 7099705 · Upper Arlington, OH
At a glance
Benjamin G. Randall is an investment adviser representative with Tcp Asset Management, LLC in Upper Arlington, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Benjamin’s SEC record dates to 2019, about 7 years ago. Benjamin is also registered as a broker representative.
Current advisory firm
- Tcp Asset Management, LLCSince March 2022Upper Arlington, OH · $1.2B in regulatory assets
SEC adviser record
- Registered since
- 2019 (7 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Benjamin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.