Adviser and broker representative · Tcp Asset Management, LLC
Phillip J. Susi
CRD 5109197 · Upper Arlington, OH
At a glance
Phillip J. Susi is an investment adviser representative with Tcp Asset Management, LLC in Upper Arlington, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Phillip’s SEC record dates to 2008, about 18 years ago. Phillip is also registered as a broker representative.
Current advisory firm
- Tcp Asset Management, LLCSince January 2017Upper Arlington, OH · $1.2B in regulatory assets
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Phillip’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.