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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lima, OH

Every SEC-registered investment adviser representative at a firm office in Lima, with the firms that employ the most of them.

The short answer

66 registered advisors work in Lima; the most are at Edward Jones (13). 7 list the CFP designation and 58 are also registered broker representatives.

Firms with the most advisors in Lima

FirmAdvisors in Lima
Edward Jones news13
J.P. Morgan Securities LLC news7
LPL Financial LLC news6
Stifel, Nicolaus & Company, Incorporated news5
Trueblood Wealth Management, LLC5
Ameriprise Financial Services, LLC news4
LPL Enterprise, LLC news4
Raymond James Financial Services Advisors, Inc. news4
Commonwealth Financial Network news3
Wells Fargo Advisors Financial Network, LLC news3
Fifth Third Securities, Inc.2
Reservoir Wealth Management2
State Farm Investment Management Corp.2
Brookstone Capital Management LLC1
Gateway Wealth Partners, LLC1
Harbour Investments, Inc.1
Hardy & Hardy Co. LLC1
Northwestern Mutual Investment Services, LLC1
Pfs Investments Inc.1
Wesbanco Securities, Inc.1

Advisors in Lima, A to Z

CFP advisors in Lima →

Other cities in Ohio

All of Ohio →

Cincinnati 2,306Columbus 1,892Cleveland 606Dublin 496Akron 445Westlake 342Toledo 316Brooklyn 287Beachwood 278Independence 236Dayton 227Pepper Pike 226Canton 202Miamisburg 180Maumee 165Westerville 146Canfield 144Worthington 138Centerville 134Beavercreek 125West Chester 125Hudson 115Findlay 104Richfield 102

Questions

How many financial advisors are in Lima, OH?

66 investment adviser representatives are registered at firm offices in Lima, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 58 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in Lima?

Edward Jones, with 13 registered advisors in Lima, followed by J.P. Morgan Securities LLC with 7.

How do I check a financial advisor in Lima?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.