Financial ADVSR advisor directory · SEC adviser records
Founders Financial Alliance, LLC financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a Founders Financial Alliance, LLC office in Raleigh, A to Z.
The short answer
13 registered advisors work at Founders Financial Alliance, LLC in Raleigh, out of 29 at the firm nationwide; it ranks number 28 in the city by advisors. 3 list the CFP designation and 11 are also registered broker representatives.
Founders Financial Alliance, LLC advisors in Raleigh, A to Z
Every Founders Financial Alliance, LLC advisor →- John P. BilliterAlso a broker rep
- Ernest Ceccato Jr.Also a broker rep
- Trina L. ColtrainAlso a broker rep
- Louis J. Costanzo IIICertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Dustin J. DefrancoAlso a broker rep
- Nicholas E. LivecchiCertified Financial Planner · Also a broker rep
- Mark McCormickInvestment adviser rep
- Brad K. PinterInvestment adviser rep
- Susan C. PokwatkaCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Ethan J. PorterAlso a broker rep
- Tommy W. Porter Jr.Also a broker rep
- James A. SloopAlso a broker rep
- Jeffrey M. TalleyAlso a broker rep
Founders Financial Alliance, LLC advisors in every city and state →Founders Financial Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Founders Financial Alliance, LLC advisors in other cities
Wheeling, WV 4Pinehurst, NC 2Albuquerque, NM 1Bermuda Run, NC 1Cary, NC 1Chapel Hill, NC 1Durham, NC 1Fuquay Varina, NC 1Greenville, NC 1Holly Springs, NC 1Sarasota, FL 1St. Petersburg, FL 1
Other firms in Raleigh
All Raleigh advisors →Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50
Questions
How many financial advisors does Founders Financial Alliance, LLC have in Raleigh?
13 investment adviser representatives are registered at Founders Financial Alliance, LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 29 nationwide. 3 list the CFP designation and 11 are also registered as broker representatives.
Is Founders Financial Alliance, LLC one of the largest advisor employers in Raleigh?
Founders Financial Alliance, LLC ranks number 28 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.
How do I check a Founders Financial Alliance, LLC advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Founders Financial Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.