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Financial ADVSR advisor directory · SEC adviser records

Mma Securities LLC financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Mma Securities LLC office in Charlotte, A to Z.

The short answer

3 registered advisors work at Mma Securities LLC in Charlotte, out of 157 at the firm nationwide; it ranks number 110 in the city by advisors. 1 list the CFP designation and 1 are also registered broker representatives.

Mma Securities LLC advisors in Charlotte, A to Z

Every Mma Securities LLC advisor →

Mma Securities LLC advisors in every city and state →Mma Securities LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Mma Securities LLC advisors in other cities

Boston, MA 40San Diego, CA 27Minneapolis, MN 18Conshohocken, PA 7Schaumburg, IL 6Dallas, TX 5Saddlebrook, NJ 5New York, NY 4St. Louis, MO 4Greensboro, NC 3Raleigh, NC 2Addison, TX 1Aliso Viejo, CA 1Alpharetta, GA 1Anderson, SC 1

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 641Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66

Questions

How many financial advisors does Mma Securities LLC have in Charlotte?

3 investment adviser representatives are registered at Mma Securities LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 157 nationwide. 1 list the CFP designation and 1 are also registered as broker representatives.

Is Mma Securities LLC one of the largest advisor employers in Charlotte?

Mma Securities LLC ranks number 110 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.

How do I check a Mma Securities LLC advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mma Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.