Financial ADVSR advisor directory · SEC adviser records
Mma Securities LLC financial advisors in Dallas, TX
Every SEC-registered investment adviser representative at a Mma Securities LLC office in Dallas, A to Z.
The short answer
5 registered advisors work at Mma Securities LLC in Dallas, out of 157 at the firm nationwide; it ranks number 110 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
Mma Securities LLC advisors in Dallas, A to Z
Every Mma Securities LLC advisor →- Bradley J. AltmanAlso a broker rep
- Daniel B. CisonAlso a broker rep
- Judith M. LakeAlso a broker rep
- Elizabeth N. NguyenInvestment adviser rep
- Mason A. ProffittAlso a broker rep
Mma Securities LLC advisors in every city and state →Mma Securities LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Mma Securities LLC advisors in other cities
Boston, MA 40San Diego, CA 27Minneapolis, MN 18Conshohocken, PA 7Schaumburg, IL 6Saddlebrook, NJ 5Charlotte, NC 4New York, NY 4St. Louis, MO 4Greensboro, NC 3Raleigh, NC 2Addison, TX 1Aliso Viejo, CA 1Alpharetta, GA 1Anderson, SC 1
Other firms in Dallas
All Dallas advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 233J.P. Morgan Securities LLC 228Morgan Stanley 226UBS Financial Services Inc. 137Goldman Sachs Wealth Services, L.P. 94Cetera Investment Advisers LLC 85Wells Fargo Clearing Services, LLC 83Rockefeller Financial LLC 78LPL Financial LLC 73Hilltop Securities Inc. 70Momentum Independent Network Inc. 69Strategic Advisers LLC 68
Questions
How many financial advisors does Mma Securities LLC have in Dallas?
5 investment adviser representatives are registered at Mma Securities LLC offices in Dallas, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 157 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is Mma Securities LLC one of the largest advisor employers in Dallas?
Mma Securities LLC ranks number 110 in Dallas by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 233.
How do I check a Mma Securities LLC advisor in Dallas?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mma Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.