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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Raton, NM

Every SEC-registered investment adviser representative at a firm office in Raton, with the firms that employ the most of them.

3 registered advisors work in Raton; the most are at Edward Jones (2). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Raton

FirmAdvisors in Raton
Edward Jones news2
Ameriprise Financial Services, LLC news1

Advisors in Raton, A to Z

Search all of New Mexico →

Other cities in New Mexico

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Albuquerque 485Santa Fe 155Las Cruces 68Farmington 28Rio Rancho 28Roswell 16Carlsbad 14Alamogordo 12Hobbs 10Clovis 9Los Alamos 6Ruidoso 6Silver City 6Taos 6Artesia 5

Questions

How many financial advisors are in Raton, NM?

3 investment adviser representatives are registered at firm offices in Raton, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Raton?

Edward Jones, with 2 registered advisors in Raton, followed by Ameriprise Financial Services, LLC with 1.

How do I check a financial advisor in Raton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.