Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spring Lake, NJ

Every SEC-registered investment adviser representative at a firm office in Spring Lake, with the firms that employ the most of them.

17 registered advisors work in Spring Lake; the most are at Equitable Advisors, LLC (2). 0 list the CFP designation and 15 are also registered broker representatives.

Firms with the most advisors in Spring Lake

FirmAdvisors in Spring Lake
Equitable Advisors, LLC news2
International Assets Investment Management, LLC2
LPL Financial LLC news2
Citizens Securities, Inc.1
Edward Jones news1
Empower Advisory Group, LLC1
Mai Capital Management, LLC1
Morgan Stanley news1
Pks Advisory Services, LLC1
Raymond James & Associates, Inc. news1
Renmac Advisory, LLC1
Rewey Asset Management1
Wells Fargo Advisors Financial Network, LLC news1
World Investment Advisors, LLC1

Advisors in Spring Lake, A to Z

Search all of New Jersey →

Other cities in New Jersey

All of New Jersey →

Morristown 1,174Princeton 891Paramus 772Red Bank 742Weehawken 631Florham Park 612Pennington 596Summit 488Jersey City 480Marlton 401Parsippany 337Short Hills 296Mount Laurel 283Warren 187Bedminster 176Fairfield 159Cherry Hill 156Wall 156Bridgewater 145Iselin 142Shrewsbury 136Holmdel 131Toms River 125Wayne 122

Questions

How many financial advisors are in Spring Lake, NJ?

17 investment adviser representatives are registered at firm offices in Spring Lake, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 15 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Spring Lake?

Equitable Advisors, LLC, with 2 registered advisors in Spring Lake, followed by International Assets Investment Management, LLC with 2.

How do I check a financial advisor in Spring Lake?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.