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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sparta, NJ

Every SEC-registered investment adviser representative at a firm office in Sparta, with the firms that employ the most of them.

45 registered advisors work in Sparta; the most are at LPL Financial LLC (6). 0 list the CFP designation and 33 are also registered broker representatives.

Firms with the most advisors in Sparta

FirmAdvisors in Sparta
LPL Financial LLC news6
Merrill Lynch, Pierce, Fenner & Smith Incorporated news6
Sterling Financial Planning Inc.6
Cetera Investment Advisers LLC news4
Procyon news4
Osaic Wealth, Inc. news3
Ameriprise Financial Services, LLC news2
Edward Jones news1
Empower Advisory Group, LLC1
Financial Engineering LLC1
Hsbc Securities (USA) Inc.1
J. W. Cole Advisors, Inc.1
J.P. Morgan Securities LLC news1
LPL Enterprise, LLC news1
MML Investors Services, LLC1
Morgan Stanley news1
Natixis Advisors, LLC1
PNC Wealth Management LLC1
Sax Wealth Advisors, LLC1
Strategic Advisers LLC1
Wells Fargo Advisors Financial Network, LLC news1

Advisors in Sparta, A to Z

Search all of New Jersey →

Other cities in New Jersey

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Morristown 1,174Princeton 891Paramus 772Red Bank 742Weehawken 631Florham Park 612Pennington 596Summit 488Jersey City 480Marlton 401Parsippany 337Short Hills 296Mount Laurel 283Warren 187Bedminster 176Fairfield 159Cherry Hill 156Wall 156Bridgewater 145Iselin 142Shrewsbury 136Holmdel 131Toms River 125Wayne 122

Questions

How many financial advisors are in Sparta, NJ?

45 investment adviser representatives are registered at firm offices in Sparta, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 33 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Sparta?

LPL Financial LLC, with 6 registered advisors in Sparta, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 6.

How do I check a financial advisor in Sparta?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.