Financial ADVSR advisor directory · SEC adviser records
Financial advisors in West Union, IA
Every SEC-registered investment adviser representative at a firm office in West Union, with the firms that employ the most of them.
10 registered advisors work in West Union; the most are at Commonwealth Financial Network (3). 0 list the CFP designation and 5 are also registered broker representatives.
Firms with the most advisors in West Union
| Firm | Advisors in West Union |
|---|---|
| Commonwealth Financial Network news | 3 |
| Ameriprise Financial Services, LLC news | 2 |
| O'Brien And Associates, Inc. | 2 |
| Raymond James Financial Services Advisors, Inc. news | 2 |
| Capital Analysts | 1 |
Advisors in West Union, A to Z
Search all of Iowa →- Bruce G. EhlerO'Brien And Associates, Inc.
- Valerie K. EhlerO'Brien And Associates, Inc.
- Brian P. GibsonRaymond James Financial Services Advisors, Inc.
- Brian K. JensenCommonwealth Financial Network
- Travis J. JensenCommonwealth Financial Network
- Jared C. KremerCommonwealth Financial Network
- Daniel J. KruseAmeriprise Financial Services, LLC
- Daryl F. KruseAmeriprise Financial Services, LLC
- Christine J. ReiersonCapital Analysts
- Amanda M. SchneiderRaymond James Financial Services Advisors, Inc.
Other cities in Iowa
All of Iowa →West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25
Questions
How many financial advisors are in West Union, IA?
10 investment adviser representatives are registered at firm offices in West Union, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in West Union?
Commonwealth Financial Network, with 3 registered advisors in West Union, followed by Ameriprise Financial Services, LLC with 2.
How do I check a financial advisor in West Union?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.