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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Swansea, IL

Every SEC-registered investment adviser representative at a firm office in Swansea, with the firms that employ the most of them.

The short answer

59 registered advisors work in Swansea; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (16). 6 list the CFP designation and 45 are also registered broker representatives.

Firms with the most advisors in Swansea

FirmAdvisors in Swansea
Merrill Lynch, Pierce, Fenner & Smith Incorporated news16
Archford Capital Strategies, LLC13
LPL Enterprise, LLC news9
LPL Financial LLC news6
Edward Jones news4
&Partners news1
Ameriprise Financial Services, LLC news1
Bankers Life Advisory Services, Inc.1
Financial & Business Consultants1
Portside Wealth Group, LLC1
Prime Capital Financial1
Prospera Financial Services, Inc.1
Raymond James & Associates, Inc. news1
State Farm Investment Management Corp.1
Strategic Advisers LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Swansea, A to Z

CFP advisors in Swansea →

Other cities in Illinois

All of Illinois →

Chicago 6,269Wheaton 814Oak Brook 529Naperville 520Rockford 466Deerfield 435Downers Grove 391Schaumburg 327Northbrook 316Springfield 239Oakbrook Terrace 229Lisle 218Peoria 213Orland Park 202Lombard 189Barrington 179Champaign 141Elmhurst 137Arlington Heights 135Lake Forest 133Bloomington 125Glenview 120Skokie 120Highland Park 116

Questions

How many financial advisors are in Swansea, IL?

59 investment adviser representatives are registered at firm offices in Swansea, Illinois, according to the SEC's Investment Adviser Public Disclosure records. 45 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Swansea?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 16 registered advisors in Swansea, followed by Archford Capital Strategies, LLC with 13.

How do I check a financial advisor in Swansea?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.