Chief Executive Officer · Archford Capital Strategies, LLC
James D. Maher
CRD 2326090 · Named on Form ADV at one SEC-registered adviser
At a glance
Archford Capital Strategies, LLC, an SEC-registered wealth manager based in Swansea, IL with $1.5 billion in regulatory assets, lists James D. Maher on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Archford Capital Strategies, LLCChief Executive OfficerWealth manager · Swansea, IL · $1.5B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Amanda K. WhiteChief Compliance Officer/chief Financial Officer, Archford Capital Strategies, LLC
- Paul R. AlegnaniChief Investment Officer, Archford Capital Strategies, LLC
- Charles BrueggemannExecutive Officer, Archford Capital Strategies, LLC
- Andrew R. GreeneChief Operating Officer, Archford Capital Strategies, LLC
- Jeffrey D. KeiserChief Legal Officer, Archford Capital Strategies, LLC
1 more person named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.