Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

RBC Securities, Inc. financial advisors in California

Every SEC-registered investment adviser representative at a RBC Securities, Inc. office in California, by city and A to Z.

The short answer

94 registered advisors work at RBC Securities, Inc. in California, out of 115 nationwide; it's the firm's number 1 state by advisors, and the most are in Los Angeles (43). 11 list the CFP designation and 93 are also registered broker representatives.

RBC Securities, Inc. advisors by city in California

Every firm in California →

Los Angeles 43Irvine 9Beverly Hills 7San Francisco 6Torrance 6La Jolla 3Solana Beach 3Pasadena 2Atherton 1Covina 1La Palma 1Montecito 1North Hollywood 1Pacoima 1Pico Rivera 1Santa Barbara 1Walnut Creek 1Woodland Hills 1

RBC Securities, Inc. advisors in California, A to Z

Search by name →

RBC Securities, Inc. in other states

New York 21Nevada 3

Questions

How many RBC Securities, Inc. financial advisors are in California?

94 investment adviser representatives are registered at RBC Securities, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 115 at the firm nationwide. 11 list the CFP designation and 93 are also registered as broker representatives.

Where in California does RBC Securities, Inc. have the most advisors?

Los Angeles, with 43, then Irvine (9). RBC Securities, Inc. has advisors in 18 cities in California.

How do I check a RBC Securities, Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.