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Financial ADVSR advisor directory · SEC adviser records

Raymond James & Associates, Inc. financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Raymond James & Associates, Inc. office in North Carolina, by city and A to Z.

The short answer

137 registered advisors work at Raymond James & Associates, Inc. in North Carolina, out of 5,233 nationwide; it's the firm's number 11 state by advisors, and the most are in Charlotte (33). 14 list the CFP designation and 136 are also registered broker representatives.

Raymond James & Associates, Inc. advisors by city in North Carolina

Every firm in North Carolina →

Charlotte 33Winston-Salem 26Raleigh 16Wilmington 13Greensboro 8Cary 7Greenville 7Chapel Hill 5Asheville 3Glenville 2Huntersville 2Matthews 2Winston Salem 2Arden 1Crouse 1Gastonia 1Lincolnton 1Midland 1Murphy 1New Bern 1Smithfield 1Southern Pines 1Sylva 1Waxhaw 1Weaverville 1

Raymond James & Associates, Inc. advisors in North Carolina, A to Z

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Raymond James & Associates, Inc. advisors in every state →Raymond James & Associates, Inc.: assets, clients and custodians →Raymond James news and advisor moves →Advisor Moves: who changed firms this week →

Raymond James & Associates, Inc. in other states

Florida 1,402Michigan 326Texas 308California 267Tennessee 255New York 212Illinois 185Georgia 171Pennsylvania 159Ohio 140Indiana 134Alabama 129Louisiana 117South Carolina 93Kentucky 87Colorado 84Virginia 83New Jersey 82Connecticut 73Arizona 68Missouri 67Massachusetts 60Maryland 54Mississippi 48Arkansas 45Utah 42Idaho 40Washington 38Wisconsin 34Iowa 30Minnesota 28Nebraska 26Oklahoma 23District of Columbia 21Nevada 19Oregon 18Hawaii 16Maine 16Kansas 13Alaska 12Vermont 12Delaware 10West Virginia 10New Hampshire 8New Mexico 7South Dakota 7Rhode Island 6Montana 3

Questions

How many Raymond James & Associates, Inc. financial advisors are in North Carolina?

137 investment adviser representatives are registered at Raymond James & Associates, Inc. offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 5,233 at the firm nationwide. 14 list the CFP designation and 136 are also registered as broker representatives.

Where in North Carolina does Raymond James & Associates, Inc. have the most advisors?

Charlotte, with 33, then Winston-Salem (26). Raymond James & Associates, Inc. has advisors in 25 cities in North Carolina.

How do I check a Raymond James & Associates, Inc. advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Raymond James & Associates, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.