Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Maine

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Maine, by city and A to Z.

37 registered advisors work at Commonwealth Financial Network in Maine, out of 2,527 nationwide; it's the firm's number 19 state by advisors, and the most are in Falmouth (9). 12 list the CFP designation and 35 are also registered broker representatives.

Commonwealth Financial Network advisors by city in Maine

Every firm in Maine →

Falmouth 9Portland 5Brunswick 3Auburn 2Camden 2Cumberland Foreside 2Hallowell 2Appleton 1Belfast 1Jefferson 1Lovell 1Monmouth 1North Yarmouth 1Rangeley 1Southwest Harbor 1Waldoboro 1Waterville 1Wells 1Winslow 1

Commonwealth Financial Network advisors in Maine, A to Z

Search by name →

Commonwealth Financial Network advisors in every state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Advisor Moves: who changed firms this week →

Commonwealth Financial Network in other states

Massachusetts 471New York 232California 217Pennsylvania 175Connecticut 169Ohio 86Texas 86Florida 82North Carolina 80Virginia 80Washington 60Wisconsin 57Michigan 54Maryland 48Minnesota 47Illinois 38New Jersey 38Arizona 37Kansas 35Nebraska 34Iowa 31Georgia 30Colorado 27Rhode Island 27Indiana 26Oregon 25New Hampshire 23Utah 22South Carolina 21Missouri 20Tennessee 17Alabama 12Vermont 12Idaho 10Delaware 7Hawaii 7New Mexico 7North Dakota 5District of Columbia 4Kentucky 4Louisiana 4Mississippi 3Montana 3South Dakota 3

Questions

How many Commonwealth Financial Network financial advisors are in Maine?

37 investment adviser representatives are registered at Commonwealth Financial Network offices in Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 2,527 at the firm nationwide. 12 list the CFP designation and 35 are also registered as broker representatives.

Where in Maine does Commonwealth Financial Network have the most advisors?

Falmouth, with 9, then Portland (5). Commonwealth Financial Network has advisors in 19 cities in Maine.

How do I check a Commonwealth Financial Network advisor in Maine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.