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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Rhode Island, by city and A to Z.

27 registered advisors work at Commonwealth Financial Network in Rhode Island, out of 2,527 nationwide; it's the firm's number 25 state by advisors, and the most are in Warwick (10). 8 list the CFP designation and 25 are also registered broker representatives.

Commonwealth Financial Network advisors by city in Rhode Island

Every firm in Rhode Island →

Warwick 10Providence 6Lincoln 3Newport 2Cranston 1Johnston 1North Kingstown 1North Smithfield 1Pawtaucket 1Woonsocket 1

Commonwealth Financial Network advisors in Rhode Island, A to Z

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Commonwealth Financial Network advisors in every state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Advisor Moves: who changed firms this week →

Commonwealth Financial Network in other states

Massachusetts 471New York 232California 217Pennsylvania 175Connecticut 169Ohio 86Texas 86Florida 82North Carolina 80Virginia 80Washington 60Wisconsin 57Michigan 54Maryland 48Minnesota 47Illinois 38New Jersey 38Arizona 37Maine 37Kansas 35Nebraska 34Iowa 31Georgia 30Colorado 27Indiana 26Oregon 25New Hampshire 23Utah 22South Carolina 21Missouri 20Tennessee 17Alabama 12Vermont 12Idaho 10Delaware 7Hawaii 7New Mexico 7North Dakota 5District of Columbia 4Kentucky 4Louisiana 4Mississippi 3Montana 3South Dakota 3

Questions

How many Commonwealth Financial Network financial advisors are in Rhode Island?

27 investment adviser representatives are registered at Commonwealth Financial Network offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 2,527 at the firm nationwide. 8 list the CFP designation and 25 are also registered as broker representatives.

Where in Rhode Island does Commonwealth Financial Network have the most advisors?

Warwick, with 10, then Providence (6). Commonwealth Financial Network has advisors in 10 cities in Rhode Island.

How do I check a Commonwealth Financial Network advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.