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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Westlake Village, CA

Every SEC-registered financial advisor at a firm office in Westlake Village who lists the Chartered Financial Analyst designation, A to Z.

The short answer

7 CFA charterholders work in Westlake Village; the most are at One Capital Management, LLC (2). 2 are also registered broker representatives.

CFA advisors in Westlake Village, A to Z

Every advisor in Westlake Village →
  • Sabrina R. AllardWells Fargo Advisors Financial Network, LLC · Chartered Financial Analyst
  • Hannah E. BoundySherwood Financial Partners, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Kristin W. HortonHaven Capital Group · Chartered Financial Analyst
  • James H. NitchkeOne Capital Management, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Gregory M. ToppeVenado Investment Advisors LLC · Chartered Financial Analyst
  • Vincent A. VillaWells Fargo Clearing Services, LLC · Chartered Financial Analyst
  • Laura K. ZimmermanOne Capital Management, LLC · Chartered Financial Analyst

Firms with the most CFA charterholders in Westlake Village

One Capital Management, LLC 2Haven Capital Group 1Sherwood Financial Partners, LLC 1Venado Investment Advisors LLC 1Wells Fargo Advisors Financial Network, LLC 1Wells Fargo Clearing Services, LLC 1

CFA advisors in other California cities

All of California →

San Francisco 180Los Angeles 169San Diego 110Newport Beach 80Irvine 51Pasadena 43Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Oakland 12Santa Monica 12Carlsbad 11Aliso Viejo 10San Rafael 10Berkeley 9Costa Mesa 9Folsom 8

Questions

How many CFA financial advisors are in Westlake Village, CA?

7 SEC-registered investment adviser representatives at firm offices in Westlake Village, California list the CFA designation; One Capital Management, LLC employs the most of them (2).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Westlake Village?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.