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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in San Rafael, CA

Every SEC-registered financial advisor at a firm office in San Rafael who lists the Chartered Financial Analyst designation, A to Z.

10 CFA charterholders work in San Rafael; the most are at Hcm Wealth (2). 1 are also registered broker representatives.

CFA advisors in San Rafael, A to Z

Every advisor in San Rafael →

Firms with the most CFA charterholders in San Rafael

Hcm Wealth 2Brunger Financial 1Global Retirement Partners LLC 1Ks Global Advisors, Inc. 1Lava Creek Capital Management, LLC 1Morgan Stanley 1Rpa Financial, LLC 1Tiaa-Cref Individual & Institutional Services, LLC 1Wealthspire Advisors 1

CFA advisors in other California cities

All of California →

San Francisco 180Los Angeles 169San Diego 110Newport Beach 80Irvine 51Pasadena 43Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Oakland 12Santa Monica 12Carlsbad 11Aliso Viejo 10Berkeley 9Costa Mesa 9Folsom 8San Jose 8

Questions

How many CFA financial advisors are in San Rafael, CA?

10 SEC-registered investment adviser representatives at firm offices in San Rafael, California list the CFA designation; Hcm Wealth employs the most of them (2).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in San Rafael?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.