Financial ADVSR advisor directory · SEC adviser records
CFA financial advisors in Pasadena, CA
Every SEC-registered financial advisor at a firm office in Pasadena who lists the Chartered Financial Analyst designation, A to Z.
43 CFA charterholders work in Pasadena; the most are at Clifford Swan Investment Counselors (8). 9 are also registered broker representatives.
CFA advisors in Pasadena, A to Z
Every advisor in Pasadena →- Charlotte C. AntenClifford Swan Investment Counselors · Chartered Financial Analyst
- Peter J. BoyleClifford Swan Investment Counselors · Chartered Financial Analyst
- Daniel A. ButterlyTiaa-Cref Individual & Institutional Services, LLC · Chartered Financial Analyst
- William A. CatonFirst Wilshire Securities Management, Inc. · Certified Financial Planner, Chartered Financial Analyst
- Alan K. ChuangAdvisory Services Network · Certified Financial Planner, Chartered Financial Analyst
- Nicholas M. CollettaBeacon Pointe Advisors, LLC · Chartered Financial Analyst
- Kevin DuongCetera Investment Advisers LLC · Chartered Financial Analyst
- Stephen J. DutkaSkylar Wealth Management, LLC · Chartered Financial Analyst
- Austin H. GeweckeClifford Swan Investment Counselors · Chartered Financial Analyst
- Roger L. GeweckeClifford Swan Investment Counselors · Chartered Financial Analyst
- Michael D. GonzalezShuster Advisory Group, LLC · Chartered Financial Analyst
- Charles C. HackermanCerity Partners LLC · Chartered Financial Analyst
- Alexander H. HagstromStrategy Asset Managers L.L.C. · Chartered Financial Analyst
- Donald E. HallHall Capital, LLC · Chartered Financial Analyst
- Berkeley G. HarrisonSequoia Financial Group, L.L.C. · Chartered Financial Analyst
- Louis M. HoltzRice Hall James & Associates LLC · Chartered Financial Analyst
- Scott W. HoodFirst Wilshire Securities Management, Inc. · Certified Financial Planner, Chartered Financial Analyst
- Murcy Y. HuangClifford Swan Investment Counselors · Chartered Financial Analyst
- Dack M. LamarqueLamarque Atlas · Chartered Financial Analyst
- William R. LavelleEast West Wealth Advisors LLC · Chartered Financial Analyst
- Frank J. LeeJ.P. Morgan Securities LLC · Chartered Financial Analyst
- David Y. LinClifford Swan Investment Counselors · Chartered Financial Analyst
- John LindseyWedbush Securities Inc. · Chartered Financial Analyst
- Joseph B. LoraFig Tree Capital · Chartered Financial Analyst
- Howard H. LuFirst Wilshire Securities Management, Inc. · Certified Financial Planner, Chartered Financial Analyst
- Karen L. McClintockRobertson Stephens · Chartered Financial Analyst, Chartered Investment Counselor
- Adam C. MorgensStifel, Nicolaus & Company, Incorporated · Chartered Financial Analyst
- Maxwell R. PrayClifford Swan Investment Counselors · Chartered Financial Analyst
- James F. SchniedersSchnieders Capital Management, LLC. · Chartered Financial Analyst
- John C. SchniedersSchnieders Capital Management, LLC. · Certified Financial Planner, Chartered Financial Analyst
- Max SeegetWedbush Securities Inc. · Chartered Financial Analyst
- Donald D. ServanSkylar Wealth Management, LLC · Chartered Financial Analyst
- Michael C. StewartLk&A Investment Counsel · Chartered Financial Analyst
- Peter L. ViehlCerity Partners LLC · Chartered Financial Analyst
- Huan WangStrategic Advisers LLC · Chartered Financial Analyst
- Jeffrey W. WangKelmar Capital Management, LLC · Chartered Financial Analyst
- Xinyi WangGriffinest Asia Asset Management, LLC · Chartered Financial Analyst
- Dominika Watson UmaliMyfi Financial · Certified Financial Planner, Chartered Financial Analyst
- Nicholas J. WelshLk&A Investment Counsel · Chartered Financial Analyst
- Earl Jordan S. YaokasinWealtharch Investment Services, LLC · Chartered Financial Analyst
- Serina X. YuanUBS Financial Services Inc. · Chartered Financial Analyst
- Randall L. ZahariaClifford Swan Investment Counselors · Chartered Financial Analyst
- Feliks ZlochistyyFirst Wilshire Securities Management, Inc. · Certified Financial Planner, Chartered Financial Analyst
Firms with the most CFA charterholders in Pasadena
Clifford Swan Investment Counselors 8First Wilshire Securities Management, Inc. 4Cerity Partners LLC 2Lk&A Investment Counsel 2Schnieders Capital Management, LLC. 2Skylar Wealth Management, LLC 2Wedbush Securities Inc. 2Advisory Services Network 1Beacon Pointe Advisors, LLC 1Cetera Investment Advisers LLC 1East West Wealth Advisors LLC 1Fig Tree Capital 1Griffinest Asia Asset Management, LLC 1Hall Capital, LLC 1J.P. Morgan Securities LLC 1
CFA advisors in other California cities
All of California →San Francisco 180Los Angeles 169San Diego 110Newport Beach 80Irvine 51Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Oakland 12Santa Monica 12Carlsbad 11Aliso Viejo 10San Rafael 10Berkeley 9Costa Mesa 9Folsom 8San Jose 8
Questions
How many CFA financial advisors are in Pasadena, CA?
43 SEC-registered investment adviser representatives at firm offices in Pasadena, California list the CFA designation; Clifford Swan Investment Counselors employs the most of them (8).
What is a CFA?
CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.
How do I check a CFA in Pasadena?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.