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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Los Angeles, CA

Every SEC-registered financial advisor at a firm office in Los Angeles who lists the Chartered Financial Analyst designation, A to Z.

169 CFA charterholders work in Los Angeles; the most are at Capital Client Group, Inc. (34). 74 are also registered broker representatives.

CFA advisors in Los Angeles, A to Z

Every advisor in Los Angeles →

Firms with the most CFA charterholders in Los Angeles

Capital Client Group, Inc. 34Lido 16J.P. Morgan Securities LLC 11Capital Group Private Client Services, Inc. 9Composition Wealth, LLC 6Everett Harris & Co. 5Kayne Anderson Rudnick Investment Management, LLC 5Seia 4UBS Financial Services Inc. 4Ami Asset Management Corp. 3Bristlecone Value Partners, LLC 3Rockefeller Financial LLC 3Awm Capital, LLC 2Blue Zone Wealth Advisors, LLC 2Genter Capital Management 2

CFA advisors in other California cities

All of California →

San Francisco 180San Diego 110Newport Beach 80Irvine 51Pasadena 43Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Oakland 12Santa Monica 12Carlsbad 11Aliso Viejo 10San Rafael 10Berkeley 9Costa Mesa 9Folsom 8San Jose 8

Questions

How many CFA financial advisors are in Los Angeles, CA?

169 SEC-registered investment adviser representatives at firm offices in Los Angeles, California list the CFA designation; Capital Client Group, Inc. employs the most of them (34).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.