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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Oakland, CA

Every SEC-registered financial advisor at a firm office in Oakland who lists the Chartered Financial Analyst designation, A to Z.

12 CFA charterholders work in Oakland; the most are at Vanguard Personalized Indexing Management (2). 4 are also registered broker representatives.

CFA advisors in Oakland, A to Z

Every advisor in Oakland →
  • Cassandra S. AndersonValic Financial Advisors, Inc. · Certified Financial Planner, Chartered Financial Analyst
  • James W. BabsonCharles Schwab & Co., Inc. · Chartered Financial Analyst
  • John A. BellamyWealth Enhancement Advisory Services, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Minyi N. ChenQubed Capital, LLC · Chartered Financial Analyst
  • Sunil ChowdryFalcon Bridge Capital · Chartered Financial Analyst
  • Vernita M. ExumVanguard Personalized Indexing Management · Chartered Financial Analyst
  • Benjamin R. HammerVanguard Personalized Indexing Management · Chartered Financial Analyst
  • Everett L. Johnson IIILPL Financial LLC · Chartered Financial Analyst
  • Zlatko MartinicGamma Investing LLC · Chartered Financial Analyst
  • Justin D. RamirezForusall · Chartered Financial Analyst
  • John StrattonWealth Enhancement Advisory Services, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Jane E. SwanVeris Wealth Partners, LLC · Chartered Financial Analyst

Firms with the most CFA charterholders in Oakland

Vanguard Personalized Indexing Management 2Wealth Enhancement Advisory Services, LLC 2Charles Schwab & Co., Inc. 1Falcon Bridge Capital 1Forusall 1Gamma Investing LLC 1LPL Financial LLC 1Qubed Capital, LLC 1Valic Financial Advisors, Inc. 1Veris Wealth Partners, LLC 1

CFA advisors in other California cities

All of California →

San Francisco 180Los Angeles 169San Diego 110Newport Beach 80Irvine 51Pasadena 43Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Santa Monica 12Carlsbad 11Aliso Viejo 10San Rafael 10Berkeley 9Costa Mesa 9Folsom 8San Jose 8

Questions

How many CFA financial advisors are in Oakland, CA?

12 SEC-registered investment adviser representatives at firm offices in Oakland, California list the CFA designation; Vanguard Personalized Indexing Management employs the most of them (2).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Oakland?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.