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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Berkeley, CA

Every SEC-registered financial advisor at a firm office in Berkeley who lists the Chartered Financial Analyst designation, A to Z.

9 CFA charterholders work in Berkeley; the most are at Clayton Partners LLC (3). 1 are also registered broker representatives.

CFA advisors in Berkeley, A to Z

Every advisor in Berkeley →

Firms with the most CFA charterholders in Berkeley

Clayton Partners LLC 3Citigroup Global Markets Inc. 1Elmwood Wealth Management 1Ep Wealth Advisors 1North Berkeley Wealth Management, LLC 1Trailhead Pacific, LLC 1Transamerica Financial Advisors, LLC 1

CFA advisors in other California cities

All of California →

San Francisco 180Los Angeles 169San Diego 110Newport Beach 80Irvine 51Pasadena 43Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Oakland 12Santa Monica 12Carlsbad 11Aliso Viejo 10San Rafael 10Costa Mesa 9Folsom 8San Jose 8

Questions

How many CFA financial advisors are in Berkeley, CA?

9 SEC-registered investment adviser representatives at firm offices in Berkeley, California list the CFA designation; Clayton Partners LLC employs the most of them (3).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Berkeley?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.