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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Carlsbad, CA

Every SEC-registered financial advisor at a firm office in Carlsbad who lists the Chartered Financial Analyst designation, A to Z.

11 CFA charterholders work in Carlsbad; the most are at Axxcess Wealth Management, LLC (2). 1 are also registered broker representatives.

CFA advisors in Carlsbad, A to Z

Every advisor in Carlsbad →
  • Stephen P. BickCottingham Management Company, LLC · Chartered Financial Analyst
  • Paul G. CondratDavidson Investment Advisors, Inc. · Chartered Financial Analyst
  • Hunter P. DanielIntelligence Driven Advisers, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Alan M. HeatonCapital Client Group, Inc. · Chartered Financial Analyst
  • Matthew E. HigbieBirchwood Capital · Chartered Financial Analyst
  • Matthew H. KatherMk Investment Advisors, LLC · Chartered Financial Analyst
  • Lawrence M. LaddCoronado Investment Advisors, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Deron T. McCoyAxxcess Wealth Management, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Cory PerssonAxxcess Wealth Management, LLC · Chartered Financial Analyst
  • Eron N. ReyesMariner · Certified Financial Planner, Chartered Financial Analyst
  • Kent B. TedrickIntegrated Wealth Concepts LLC · Certified Financial Planner, Chartered Financial Analyst

Firms with the most CFA charterholders in Carlsbad

Axxcess Wealth Management, LLC 2Birchwood Capital 1Capital Client Group, Inc. 1Coronado Investment Advisors, LLC 1Cottingham Management Company, LLC 1Davidson Investment Advisors, Inc. 1Integrated Wealth Concepts LLC 1Intelligence Driven Advisers, LLC 1Mariner 1Mk Investment Advisors, LLC 1

CFA advisors in other California cities

All of California →

San Francisco 180Los Angeles 169San Diego 110Newport Beach 80Irvine 51Pasadena 43Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Oakland 12Santa Monica 12Aliso Viejo 10San Rafael 10Berkeley 9Costa Mesa 9Folsom 8San Jose 8

Questions

How many CFA financial advisors are in Carlsbad, CA?

11 SEC-registered investment adviser representatives at firm offices in Carlsbad, California list the CFA designation; Axxcess Wealth Management, LLC employs the most of them (2).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Carlsbad?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.