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Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Valencia, CA
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Valencia, A to Z.
The short answer
3 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Valencia, out of 22,881 at the firm nationwide; it ranks number 11 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Valencia, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- David HernandezAlso a broker rep
- Mathew J. ReynaAlso a broker rep
- Siu Lam William TungAlso a broker rep
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Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191
Other firms in Valencia
All Valencia advisors →Prosperitas Financial, LLC 31LPL Financial LLC 17Morgan Stanley 14Cetera Investment Advisers LLC 10Edward Jones 8State Farm Investment Management Corp. 5J.P. Morgan Securities LLC 4Martin & Company 4Global Financial Advisory Services, Inc. 3M2 Capital Advisors 3Osaic Wealth, Inc. 3Raymond James Financial Services Advisors, Inc. 3
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Valencia?
3 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Valencia, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Valencia?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 11 in Valencia by registered advisors; Prosperitas Financial, LLC has the most, with 31.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Valencia?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.