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Financial ADVSR advisor directory · SEC adviser records

Northern Trust Securities, Inc. financial advisors in Phoenix, AZ

Every SEC-registered investment adviser representative at a Northern Trust Securities, Inc. office in Phoenix, A to Z.

The short answer

1 registered advisors work at Northern Trust Securities, Inc. in Phoenix, out of 89 at the firm nationwide; it ranks number 79 in the city by advisors. 0 list the CFP designation and 1 are also registered broker representatives.

Northern Trust Securities, Inc. advisors in Phoenix, A to Z

Every Northern Trust Securities, Inc. advisor →

Northern Trust Securities, Inc. advisors in every city and state →Northern Trust Securities, Inc.: assets, clients and custodians →Northern Trust news and advisor moves →Advisor Moves: who changed firms this week →

Northern Trust Securities, Inc. advisors in other cities

Chicago, IL 30Miami, FL 3Oak Lawn, IL 3Scottsdale, AZ 3Barrington, IL 2Boca Raton, FL 2Dallas, TX 2Elmhurst, IL 2Houston, TX 2Los Angeles, CA 2Palatine, IL 2Tempe, AZ 2Vero Beach, FL 2Austin, TX 1Benicia, CA 1

Other firms in Phoenix

All Phoenix advisors →

Charles Schwab & Co., Inc. 425Schwab Wealth Advisory, Inc. 257Foundations Investment Advisors LLC 120Cetera Investment Advisers LLC 96Merrill Lynch, Pierce, Fenner & Smith Incorporated 92J.P. Morgan Securities LLC 81Strategic Advisers LLC 61LPL Financial LLC 58UBS Financial Services Inc. 50Edelman Financial Engines 45Morgan Stanley 41Brookwood Investment Group 34

Questions

How many financial advisors does Northern Trust Securities, Inc. have in Phoenix?

1 investment adviser representatives are registered at Northern Trust Securities, Inc. offices in Phoenix, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 89 nationwide. 0 list the CFP designation and 1 are also registered as broker representatives.

Is Northern Trust Securities, Inc. one of the largest advisor employers in Phoenix?

Northern Trust Securities, Inc. ranks number 79 in Phoenix by registered advisors; Charles Schwab & Co., Inc. has the most, with 425.

How do I check a Northern Trust Securities, Inc. advisor in Phoenix?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northern Trust Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.