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Financial ADVSR advisor directory · SEC adviser records

Northern Trust Securities, Inc. financial advisors in Scottsdale, AZ

Every SEC-registered investment adviser representative at a Northern Trust Securities, Inc. office in Scottsdale, A to Z.

The short answer

3 registered advisors work at Northern Trust Securities, Inc. in Scottsdale, out of 89 at the firm nationwide; it ranks number 111 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Northern Trust Securities, Inc. advisors in Scottsdale, A to Z

Every Northern Trust Securities, Inc. advisor →

Northern Trust Securities, Inc. advisors in every city and state →Northern Trust Securities, Inc.: assets, clients and custodians →Northern Trust news and advisor moves →Advisor Moves: who changed firms this week →

Northern Trust Securities, Inc. advisors in other cities

Chicago, IL 30Miami, FL 3Oak Lawn, IL 3Barrington, IL 2Boca Raton, FL 2Dallas, TX 2Elmhurst, IL 2Houston, TX 2Los Angeles, CA 2Palatine, IL 2Tempe, AZ 2Vero Beach, FL 2Austin, TX 1Benicia, CA 1Bonita Springs, FL 1

Other firms in Scottsdale

All Scottsdale advisors →

Vanguard Advisers, Inc. 630Osaic Wealth, Inc. 291United Planners' Financial Services Of America A Limited Partner 154Wells Fargo Clearing Services, LLC 147Merrill Lynch, Pierce, Fenner & Smith Incorporated 135Morgan Stanley 127LPL Financial LLC 109Cetera Investment Advisers LLC 73Ameriprise Financial Services, LLC 69Strategic Advisers LLC 56MML Investors Services, LLC 50Equitable Advisors, LLC 49

Questions

How many financial advisors does Northern Trust Securities, Inc. have in Scottsdale?

3 investment adviser representatives are registered at Northern Trust Securities, Inc. offices in Scottsdale, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 89 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Northern Trust Securities, Inc. one of the largest advisor employers in Scottsdale?

Northern Trust Securities, Inc. ranks number 111 in Scottsdale by registered advisors; Vanguard Advisers, Inc. has the most, with 630.

How do I check a Northern Trust Securities, Inc. advisor in Scottsdale?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northern Trust Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.