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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Semmes, AL

Every SEC-registered investment adviser representative at a firm office in Semmes, with the firms that employ the most of them.

3 registered advisors work in Semmes; the most are at State Farm Investment Management Corp. (2). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Semmes

FirmAdvisors in Semmes
State Farm Investment Management Corp.2
Ameriprise Financial Services, LLC news1

Advisors in Semmes, A to Z

Search all of Alabama →

Other cities in Alabama

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Birmingham 1,248Huntsville 345Mobile 268Montgomery 184Tuscaloosa 125Vestavia Hills 115Fairhope 113Hoover 93Dothan 87Florence 74Homewood 63Decatur 59Auburn 50Daphne 46Madison 46Gadsden 43Opelika 40Vestavia 31Anniston 27Cullman 26Mountain Brook 22Guntersville 17Prattville 17Trussville 17

Questions

How many financial advisors are in Semmes, AL?

3 investment adviser representatives are registered at firm offices in Semmes, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Semmes?

State Farm Investment Management Corp., with 2 registered advisors in Semmes, followed by Ameriprise Financial Services, LLC with 1.

How do I check a financial advisor in Semmes?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.