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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 16123
    S. Williams Capital, LLCNew York, NY · 17 clientsWealth manager
    Interactive Brokers 100%
    $29M
  2. 16129
    Ardinall Investment Management LPNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $29M
  3. 16133
    SIP Financial ServicesGlenville, NY · 72 clientsWealth manager
    Schwab 100%
    $28M
  4. 16134
    Dominari Securities LLCNew York, NY · 63 clientsBroker-dealer firmHybrid
    Schwab 100%
    $28M
  5. 16135
    Derivaty CoWhite Plains, NY · 3 clientsAsset manager
    Fidelity 93%
    $28M
  6. 16137
    Eden Advisory Services, LLCAlbany, NY · 177 clientsWealth manager
    No custodian reported
    $28M
  7. 16139
    Big Rock Advisors LLCSag Harbor, NY · 41 clientsWealth managerHybrid
    Schwab 100%
    $28M
  8. 16143
    Maidstone Wealth Management, LLCCambridge, NY · 33 clientsWealth manager
    Interactive Brokers 100%
    $27M
  9. 16144
    Avrio Wealth LLCNew York, NY · 35 clientsWealth manager
    Schwab 100%
    $27M
  10. 16145
    Rosecliff Capital Advisory LLCNew York, NY · 185 clientsWealth managerWrap sponsor
    Schwab 100%
    $27M
  11. 16148
    Global Listing AcceleratorNew York, NY · 5 clientsBroker-dealer firmHybrid
    No custodian reported
    $27M
  12. 16151
    Museum Mile Funds LLCNew York, NY · 1 clientsPrivate fund adviser
    Schwab 62%Fidelity 38%
    $27M
  13. 16152
    DDO Advisory Services, LLCRhinebeck, NY · 46 clientsWealth manager
    Altruist 63%Pershing 37%
    $27M
  14. 16153
    Safe Harbor Asset Management, Inc.Huntington, NY · 28 clientsWealth manager
    Schwab 100%
    $27M
  15. 16154
    Karagosian Financial Services, IncCroton On Hudson, NY · 52 clientsWealth managerHybrid
    Pershing 89%
    $27M
  16. 16157
    QuantbaseNew York, NY · 5,887 clientsWealth manager
    Alpaca Securities 100%
    $27M
  17. 16160
    Spring Street WealthNew York, NY · 30 clientsWealth manager
    Schwab 100%
    $26M
  18. 16163
    Investall, Inc.New York, NY · 6,999 clientsWealth manager
    Morgan Stanley 82%
    $26M
  19. 16165
    Triaxx Asset Management LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $26M
  20. 16169
    Simco FinancialCanandaigua, NY · 24 clientsAsset manager
    No custodian reported
    $26M
  21. 16172
    Derryrush WealthWest Sayville, NY · 31 clientsWealth manager
    Schwab 100%
    $26M
  22. 16177
    FruitfulNew York, NY · 351 clientsWealth manager
    Apex Fintech 100%
    $25M
  23. 16178
    Allies Capital ManagementNew York, NY · 1 clientsAsset managerHybrid
    No custodian reported
    $25M
  24. 16197
    Passive Management LLCNew York, NY · 116 clientsWealth manager
    TradePMR / Robinhood 93%
    $22M
  25. 16223
    Public Advisors LLCNew York, NY · 4,521 clientsWealth managerHybridOpen TO the Public Investing, Inc.
    Apex Fintech 100%
    $19M
  26. 16224
    Kahn Brothers Asset Management CorpNew York, NY · 1 clientsPrivate fund adviserHybridKahn Brothers LLC, clears through Pershing
    No custodian reported
    $18M
  27. 16263
    PEO Partners, LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $13M
  28. 16272
    MoneylionNew York, NY · 732,776 clientsWealth managerPublic-company ownedHybridMoneylion Securities LLC
    Drivewealth 100%
    $12M
  29. 16301
    E. Magnus Oppenheim & Co. Inc.New York, NY · 11 clientsBroker-dealer firmAffiliated broker-dealerParsonex Capital Markets, LLC, Parsonex Securities, Inc.
    No custodian reported
    $10M
  30. 16311
    J.p.morgan Wealth Management Solutions Inc.New York, NY · 33 clientsWealth managerBank-affiliatedHybridJ.P. Morgan Securities LLC
    J.P. Morgan 100%
    $9M
  31. 16316
    Tinicum Venture Partners LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $9M
  32. 16320
    M.D. Sass-Macquarie Financial Strategies Management Company, LLCNew York, NY · 2 clientsPrivate fund adviserHybridM.D. Sass Securities, L.L.C., Macquarie Capital (USA) Inc.
    No custodian reported
    $8M
  33. 16324
    Masterworks Advisers, LLCNew York, NY · 1,045 clientsWealth manager
    No custodian reported
    $8M
  34. 16330
    Stonecastle Asset Management, LLCNew York, NY · 1 clientsAsset managerHybridStonecastle Securities, LLC
    U.S. Bank 100%
    $8M
  35. 16339
    Hypatia Capital Management LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $7M
  36. 16340
    Outerlands Capital Management, LLCNew York, NY · 4 clientsAsset manager
    No custodian reported
    $7M
  37. 16345
    CT Investment Management Co., LLCNew York, NY · 3 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD.
    No custodian reported
    $7M
  38. 16349
    Aspire Wealth Advisory Group, LLCNew York, NYWealth manager
    Schwab 100%
    $6M
  39. 16350
    Lionshares LLCBrooklyn, NY · 1 clientsAsset manager
    No custodian reported
    $6M
  40. 16353
    Sauberan & Company, LLCLockport, NY · 45 clientsWealth manager
    No custodian reported
    $6M

RIAs by state