Broker-dealer firm · New York, NY
Global Listing Accelerator
Global Listing Accelerator Securities Limited · SEC-registered investment adviser · CRD 327603 · SEC 801-128620
At a glance
Global Listing Accelerator is an SEC-registered investment adviser based in New York, New York, with $27 million in regulatory assets under management as of its Form ADV filed March 3, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a broker-dealer firm, ranked 351st of 391 broker-dealer firms and 16,148th of 17,210 SEC-registered advisers by assets.
Main office 646-905-1039As filed on Form ADV
- Regulatory AUM
- $27M
- Rank among broker-dealer firms
- #351 of 391
- Rank among all SEC RIAs
- #16,148 of 17,210
- Rank in New York
- #2,451 of 2,591
- Clients
- 5
- Accounts
- 5
- Discretionary
- 41% of AUM
- Employees
- 6
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Lei GaoCCO
Custody and brokerage
Custodian
Global Listing Accelerator’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Global Listing Accelerator is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 3 | $16M | 59% |
| Investment companies | 2 | $11M | 41% |
Disciplinary disclosures
Global Listing Accelerator reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Global Listing Accelerator
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 59 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Global Listing Accelerator manage?
Global Listing Accelerator reports $27 million in regulatory assets under management across 5 accounts, 41% of it on a discretionary basis, on its Form ADV filed March 3, 2026.
What kind of firm is Global Listing Accelerator?
Global Listing Accelerator is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Global Listing Accelerator’s clients?
By assets, its largest client types are corporations or other businesses ($16 million, 3 clients); investment companies ($11 million, 2 clients).
Does Global Listing Accelerator have any disciplinary history?
Global Listing Accelerator reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Global Listing Accelerator’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →