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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 16019
    Benjamin Securities, Inc.Albany, NY · 65 clientsBroker-dealer firmHybrid
    No custodian reported
    $39M
  2. 16020
    IHS Wealth Management LLCOyster Bay, NY · 23 clientsWealth manager
    Interactive Brokers 100%
    $39M
  3. 16022
    Gilead Capital LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $39M
  4. 16023
    Amidon & Petersen Financials, LLCAlbany, NY · 139 clientsWealth manager
    Schwab 98%
    $39M
  5. 16025
    Peak Wealth ManagementSaratoga Springs, NY · 50 clientsWealth manager
    Schwab 100%
    $39M
  6. 16031
    Clearview Financial Planning, Inc.Southold, NY · 17 clientsWealth manager
    Schwab 100%
    $38M
  7. 16032
    Artesian Capital Management (delaware) LPNew York, NY · 2 clientsAsset manager
    Schwab 100%
    $38M
  8. 16034
    Paramount Wealth AdvisorsBuffalo, NY · 64 clientsWealth manager
    Schwab 100%
    $38M
  9. 16038
    LEO Wealth Management, LLCStaten Island, NY · 79 clientsWealth manager
    Schwab 100%
    $37M
  10. 16039
    Palladium Heritage Management, LLCNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $37M
  11. 16043
    Wharton Wealth Planning, LLCNew York, NY · 21 clientsWealth manager
    Interactive Brokers 96%
    $37M
  12. 16044
    Dark Horse Wealth LLCCazenovia, NY · 95 clientsWealth manager
    Schwab 100%
    $37M
  13. 16045
    Gemcorp Capital Advisors LLCNew York, NY · 2 clientsAsset manager
    No custodian reported
    $37M
  14. 16049
    Bertolet Capital LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $36M
  15. 16052
    Eudaimonia WealthBuffalo, NY · 39 clientsWealth manager
    Schwab 100%
    $36M
  16. 16053
    Rabenold Advisors, Inc.Williamsville, NY · 82 clientsWealth managerHybrid
    Schwab 100%
    $36M
  17. 16056
    TAG Associates Florida LLCNew York, NYWealth manager
    Schwab 67%Morgan Stanley 33%
    $35M
  18. 16061
    Wealthnest Capital Inc.Staten Island, NY · 78 clientsWealth manager
    TradePMR / Robinhood 99%
    $35M
  19. 16062
    Berenberg Asset Management LLCNew York, NYAsset managerAffiliated broker-dealerBerenberg Capital Markets LLC, JOH. Berenberg, Gossler & Co. KG, clears through Pershing
    Principal Custody Solutions 100%
    $35M
  20. 16063
    Grenda GroupBuffalo, NY · 176 clientsWealth manager
    No custodian reported
    $35M
  21. 16069
    Westchester Capital Partners, LLCValhalla, NY · 2 clientsPrivate fund adviserAffiliated broker-dealerVP Distributors, LLC
    No custodian reported
    $34M
  22. 16071
    Upstate Advisers IncPittsford, NY · 21 clientsAsset manager
    Schwab 50%Vanguard 33%
    $34M
  23. 16072
    Stone Oak Capital LLCRochester, NY · 66 clientsWealth manager
    No custodian reported
    $34M
  24. 16073
    Telsey Consumer Fund Management LPNew York, NY · 2 clientsPrivate fund adviserHybridTelsey Advisory Group LLC
    No custodian reported
    $34M
  25. 16083
    Sage Tree WealthFairport, NY · 210 clientsWealth managerWrap sponsor
    Interactive Brokers 90%
    $33M
  26. 16084
    Lunin-Pack Planning and Advice, LLCCold Spring, NY · 38 clientsWealth manager
    SEI 100%
    $32M
  27. 16085
    DJA Capital Management, LPNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $32M
  28. 16086
    Mavros Capital Management, LLCNew York, NY · 10 clientsWealth managerHybrid
    No custodian reported
    $32M
  29. 16092
    Cambridge Wealth Management, LLCCambridge, NY · 26 clientsWealth manager
    Schwab 100%
    $32M
  30. 16096
    Kenmar Preferred Investments, LLCNew York, NY · 2 clientsBroker-dealer firmAffiliated broker-dealerKenmar Securities, LLC
    No custodian reported
    $31M
  31. 16099
    Whippoorwill Associates IncWhite Plains, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $31M
  32. 16103
    Manikay PartnersNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $31M
  33. 16107
    Unfcu Advisors LLCLong Island City, NYAsset managerHybrid
    BNY 100%
    $30M
  34. 16110
    Alphyn Capital Management LLCHicksville, NY · 6 clientsWealth manager
    Interactive Brokers 100%
    $30M
  35. 16111
    Wesfair Advisory Group, Inc.Chappaqua, NY · 11 clientsWealth manager
    Schwab 100%
    $30M
  36. 16115
    Emerge Capital ManagementBuffalo, NY · 2 clientsAsset manager
    No custodian reported
    $30M
  37. 16116
    Castfirm Advisors LLCGarden City, NY · 29 clientsWealth manager
    Schwab 100%
    $30M
  38. 16117
    Lotus Investment AdvisorsRye, NY · 12 clientsWealth manager
    No custodian reported
    $30M
  39. 16118
    Old Bellows Partners L.P.New York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $30M
  40. 16120
    Port Capital ManagementMassapequa, NY · 23 clientsWealth manager
    Schwab 100%
    $30M

RIAs by state