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RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

507 firms manage $3.3 trillionConnecticut

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4874
    Stone Point Credit Income Adviser LLCGreenwich, CT · 3 clientsAsset managerHybridSPC Capital Markets LLC
    No custodian reported
    $1.2B
  2. 4879
    Gainline Capital Partners LPStamford, CT · 8 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  3. 4923
    Baxter Investment ManagementRiverside, CT · 446 clientsWealth manager
    Schwab 100%
    $1.2B
  4. 4953
    Third View Private WealthWestport, CT · 324 clientsWealth managerHybrid
    Schwab 85%
    $1.2B
  5. 4966
    Astatine Investment PartnersGreenwich, CT · 6 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  6. 5003
    Goodnow Investment Group LLCDarien, CT · 6 clientsPrivate fund adviser
    J.P. Morgan 100%
    $1.1B
  7. 5038
    Witt Lake Asset Management LLCStamford, CT · 5 clientsAsset manager
    No custodian reported
    $1.1B
  8. 5052
    HTG Investment Advisors IncNew Canaan, CT · 377 clientsWealth manager
    Schwab 64%Fidelity 36%
    $1.1B
  9. 5053
    Smith Brothers Financial, LLCGlastonbury, CT · 494 clientsAsset managerHybrid
    LPL Financial 91%
    $1.1B
  10. 5097
    Night Owl Capital Management, LLCGreenwich, CT · 219 clientsWealth manager
    Fidelity 65%
    $1.1B
  11. 5124
    UpliftDarien, CT · 6 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  12. 5131
    Sovereign Financial Group, Inc.Stamford, CT · 1,312 clientsWealth managerHybrid
    Raymond James 84%
    $1.1B
  13. 5163
    Forester Capital, L.L.C.Stamford, CT · 14 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  14. 5173
    ACK Asset Management LLCGreenwich, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  15. 5177
    RMC Investment AdvisorsWest Hartford, CT · 383 clientsWealth manager
    Fidelity Distributors Company 59%Fifth Third Bank 25%
    $1.1B
  16. 5192
    Talson Capital Management L.P.Stamford, CT · 36 clientsPrivate fund adviser
    Schwab 100%
    $1.1B
  17. 5219
    Virtus Alternative Investment Advisers, LLCHartford, CT · 4 clientsAsset managerAffiliated broker-dealerVP Distributors, LLC
    No custodian reported
    $1.1B
  18. 5229
    Post Road Group LLCStamford, CT · 26 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  19. 5237
    QP Global Family Offices, LLCGreenwich, CT · 15 clientsWealth managerHybrid
    No custodian reported
    $1.0B
  20. 5238
    Counterpointe Investment Management LLCStamford, CTAsset manager
    Massachusetts Mutual Life Insurance 100%
    $1.0B
  21. 5242
    Nassau Private Credit LLCDarien, CT · 11 clientsAsset managerAffiliated broker-dealer1851 Securities, Inc
    J.P. Morgan 100%
    $1.0B
  22. 5270
    1543 Capital LPGreenwich, CT · 21 clientsAsset manager
    No custodian reported
    $1.0B
  23. 5275
    Fierston Financial Group IncWest Hartford, CT · 315 clientsWealth manager
    Schwab 100%
    $1.0B
  24. 5299
    Ten Coves Capital, LPDarien, CT · 9 clientsPrivate fund adviser
    No custodian reported
    $1.0B
  25. 5369
    Bhms Investments, LPWestport, CT · 7 clientsPrivate fund adviser
    No custodian reported
    $1.0B
  26. 5389
    Verbena Value LPWestport, CT · 1 clientsPrivate fund adviser
    No custodian reported
    $1.0B
  27. 5422
    Goodwin Capital Advisers, Inc.Hartford, CT · 1 clientsAsset managerHybridConning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK)
    State Street 67%PNC Capital Markets 33%
    $987M
  28. 5473
    CAT Rock Capital Management LPGreenwich, CT · 4 clientsPrivate fund adviser
    No custodian reported
    $968M
  29. 5519
    Ondo Capital Management LLCGreenwich, CT · 1 clientsPrivate fund adviserHybridOasis Pro Markets LLC
    No custodian reported
    $953M
  30. 5583
    Clearalpha Technologies LPGreenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $932M
  31. 5585
    Sky Investment Group LLCHartford, CT · 396 clientsWealth manager
    Schwab 69%
    $931M
  32. 5595
    Investmark Advisory Group LLCShelton, CT · 690 clientsWealth managerHybrid
    Fidelity 75%SEI 25%
    $930M
  33. 5625
    Castlekeep Investment AdvisorsWestport, CT · 148 clientsAsset manager
    Citi 56%J.P. Morgan 25%
    $921M
  34. 5626
    Founders Capital Management, LLCHartford, CT · 224 clientsWealth manager
    Schwab 100%
    $920M
  35. 5651
    RFE Management CorporationWestport, CT · 7 clientsPrivate fund adviser
    No custodian reported
    $913M
  36. 5683
    Round Rock Advisors LLCWilton, CT · 647 clientsWealth manager
    Schwab 100%
    $907M
  37. 5713
    Asset Management Group, Inc.Stamford, CT · 264 clientsWealth managerHybrid
    Schwab 100%
    $898M
  38. 5714
    Riskbridge Advisors, LLCNorwalk, CT · 293 clientsAsset manager
    Schwab 87%
    $898M
  39. 5752
    Grandview Property Partners, LLCGreenwich, CT · 22 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $890M
  40. 5796
    True Green Capital Management LLCWestport, CT · 12 clientsPrivate fund adviser
    No custodian reported
    $876M

RIAs by state