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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 16241
    Riverwalk Capital Partners, LLCChicago, IL · 1 clientsPrivate fund adviserAffiliated broker-dealerIHT Securities, LLC
    No custodian reported
    $16M
  2. 16242
    Sweater Industries LLCBoulder, CO · 2 clientsAsset manager
    No custodian reported
    $16M
  3. 16243
    Cashmere1 clientsAsset manager
    No custodian reported
    $16M
  4. 16244
    Nextgen EMP1 clientsAsset manager
    No custodian reported
    $16M
  5. 16245
    Aperture Advisors LLC5 clientsWealth manager
    Schwab 100%
    $16M
  6. 16246
    Atwood Financial Planning LLC939 clientsWealth manager
    Vanguard 100%
    $16M
  7. 16247
    SPP Credit Advisors LLCAsset managerHybridSPP Capital Partners, LLC
    No custodian reported
    $15M
  8. 16248
    Caterer Goodman Partners LTD68 clientsWealth manager
    Interactive Brokers 62%Citi 26%
    $15M
  9. 16249
    Principled Advisors, Inc.150 clientsWealth managerHybrid
    No custodian reported
    $15M
  10. 16250
    LGM Capital Management LLCPhoenix, AZ · 1 clientsAsset manager
    No custodian reported
    $15M
  11. 16251
    Class VI Ventures, LLCDenver, CO · 1 clientsPrivate fund adviserHybridClass VI Securities, LLC
    No custodian reported
    $15M
  12. 16252
    BeanstoxMontreal, Quebec, Canada · 10,048 clientsWealth managerWrap sponsor
    Dtcc 100%
    $15M
  13. 16253
    FWG Investment ManagementWinter Park, FL · 1 clientsPrivate fund adviser
    No custodian reported
    $14M
  14. 16254
    Networth CapitalMexico City, Mexico · 220 clientsWealth manager
    Interactive Brokers 100%
    $14M
  15. 16255
    Ginkgo Global LimitedShanghai, China · 2 clientsPrivate fund adviser
    No custodian reported
    $14M
  16. 16256
    Holistic Finance LLC265 clientsWealth manager
    Altruist 100%
    $14M
  17. 16257
    Omega Advisers, LLC.30 clientsBroker-dealer firmHybridFirst Omega, LLC
    No custodian reported
    $14M
  18. 16258
    Honeytree Investment Management12 clientsAsset manager
    Credential Qtrade Securities 100%
    $14M
  19. 16259
    Overseas Capital Management LLCJing An District, Shanghai, China · 37 clientsWealth manager
    Interactive Brokers 100%
    $14M
  20. 16260
    Harmonic Capital, LLC1 clientsAsset manager
    No custodian reported
    $13M
  21. 16261
    South Ocean Management LTD.Wanchai, Hong Kong · 19 clientsWealth manager
    Canacord Genuity Wealth 100%
    $13M
  22. 16262
    Sparx Asia Investment Advisors LimitedWanchai, Hong Kong · 2 clientsPrivate fund adviserAffiliated broker-dealerSparx Asset Management Co., LTD.
    No custodian reported
    $13M
  23. 16263
    PEO Partners, LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $13M
  24. 16264
    Argos Global Advisors, LLCSanta Barbara, CA · 1 clientsPrivate fund adviser
    No custodian reported
    $13M
  25. 16265
    Private Capital Asset Management LLCDarien, CT · 8 clientsWealth manager
    Pershing 100%
    $13M
  26. 16266
    D.A.C. Davis Investment Counsel, Inc.Toronto, Ontario, Canada · 11 clientsWealth manager
    Nbin 78%UBS 22%
    $13M
  27. 16267
    G-Legion, LLCChicago, IL · 1 clientsAsset managerHybridG.distributors, LLC, G.research, LLC
    No custodian reported
    $13M
  28. 16268
    Ivy Invest CorporationSan Francisco, CA · 1 clientsAsset manager
    No custodian reported
    $13M
  29. 16269
    Alpha Blue Capital1 clientsAsset manager
    No custodian reported
    $13M
  30. 16270
    New West Asset Management19 clientsPrivate fund adviser
    Schwab 100%
    $13M
  31. 16271
    Lobnek Wealth Management Inc.Geneva, Switzerland · 12 clientsWealth manager
    Bank Vontobel AG 100%
    $12M
  32. 16272
    MoneylionNew York, NY · 732,776 clientsWealth managerPublic-company ownedHybridMoneylion Securities LLC
    Drivewealth 100%
    $12M
  33. 16273
    Tripacific Capital Advisors, LLCIrvine, CA · 1 clientsAsset manager
    No custodian reported
    $12M
  34. 16274
    Fundamental Investment Services, LLC1 clientsWealth managerHybrid
    No custodian reported
    $12M
  35. 16275
    Lendingrobot611 clientsWealth managerAffiliated broker-dealerLime Trading Corp, clears through Axos Clearing, Vision Financial Markets, Wedbush
    No custodian reported
    $12M
  36. 16276
    Palos Management Inc.Montreal, Quebec, Canada · 8 clientsWealth manager
    Schwab 100%
    $12M
  37. 16277
    Mkam ETF LLCLas Vegas, NV · 1 clientsAsset manager
    No custodian reported
    $12M
  38. 16278
    Value Trend Capital Management LPEl Cajon, CA · 1 clientsAsset manager
    No custodian reported
    $12M
  39. 16279
    Balance Cash Management Inc.San Francisco, CA · 52 clientsAsset manager
    Apex Fintech 74%Bivo Financial 26%
    $12M
  40. 16280
    Directional Financial ServicesSeattle, WA · 34 clientsWealth manager
    Schwab 100%
    $11M

RIAs by state