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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4374
    Guggenheim Asset-Backed Finance Company, LLCNew York, NYAsset managerHybridGuggenheim Securities, LLC, clears through Pershing
    No custodian reported
    $1.4B
  2. 4379
    Terra Reit Advisors, LLCNew York, NY · 10 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.4B
  3. 4381
    Nassau Alternative Investments LLCNew York, NY · 8 clientsAsset managerAffiliated broker-dealer1851 Securities, Inc
    J.P. Morgan 100%
    $1.4B
  4. 4386
    Sanderson Wealth Management, LLCBuffalo, NY · 325 clientsWealth manager
    Fidelity 100%
    $1.4B
  5. 4395
    Nottingham Advisors Inc.Amherst, NY · 795 clientsAsset managerAffiliated broker-dealerHand Securities, Inc
    Nottingham Trust 72%U.S. Bank 28%
    $1.4B
  6. 4405
    Tekne Capital Management, LLCNew York, NY · 24 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  7. 4407
    Ulysses Management LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  8. 4408
    Apis Capital Advisors, LLCNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  9. 4424
    ZBS Partners, LLCNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  10. 4427
    Sagard Holdings Manager (US) LLCNew York City, NY · 11 clientsPrivate fund adviserAffiliated broker-dealer
    U.S. Bank 100%
    $1.4B
  11. 4436
    SLG Capital Management LLCNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  12. 4439
    Greenline PartnersNew York, NY · 59 clientsWealth manager
    J.P. Morgan 48%Schwab 41%
    $1.4B
  13. 4442
    Polymer Capital Management (US), LLCNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  14. 4458
    Fourworld Capital Management LLCNew York, NY · 26 clientsPrivate fund adviser
    State Street 41%Morgan Stanley 38%
    $1.4B
  15. 4460
    Matrix Asset Advisors IncWhite Plains, NY · 650 clientsWealth manager
    Schwab 100%
    $1.4B
  16. 4463
    Kudu Investment Holdings, LLCNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  17. 4476
    Town Lane Management LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  18. 4479
    The Pinnacle Financial GroupRockville Centre, NY · 3,208 clientsWealth managerHybrid
    LPL Financial 97%
    $1.4B
  19. 4494
    Cohesive Capital PartnersNew York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  20. 4495
    Turning Rock Partners, L.P.New York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  21. 4499
    Briarwood Chase Management LLCNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  22. 4503
    Arcadia Investment PartnersNew York, NY · 107 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  23. 4506
    Onyx Bridge Wealth Group LLCTarrytown, NY · 1,846 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $1.4B
  24. 4509
    Next Level Private LLCHarrison, NY · 841 clientsWealth manager
    Pershing 100%
    $1.4B
  25. 4517
    Hollow Brook Wealth Management LLCKatonah, NY · 603 clientsWealth manager
    Pershing 100%
    $1.4B
  26. 4522
    Oribel Capital Management, LPNew York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  27. 4541
    Sgroi Wealth Advisory Group LLCWest Seneca, NY · 7,676 clientsWealth managerHybrid
    IPX 100%
    $1.4B
  28. 4552
    Innovatus Capital Partners, LLCNew York, NY · 21 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  29. 4559
    12 West Capital Management LPNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  30. 4563
    Greenpoint PartnersNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  31. 4571
    Orangewood Partners Management LLCNew York, NY · 19 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  32. 4577
    Payne Capital Management, LLCNew York, NY · 1,011 clientsWealth manager
    Fidelity 100%
    $1.3B
  33. 4581
    FCO Advisors LPNew York, NY · 8 clientsAsset manager
    Pershing 69%Wells Fargo 31%
    $1.3B
  34. 4605
    Newlight Partners LPNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  35. 4613
    North Castle Partners, LLCNew York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  36. 4616
    River Partners Capital Management, LPNew York, NY · 227 clientsWealth manager
    Fidelity 100%
    $1.3B
  37. 4619
    AWM Investment Company IncNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  38. 4622
    Otro CapitalNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  39. 4634
    RCM GA Manager LLCNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  40. 4635
    Metacapital Management, L.P.New York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $1.3B

RIAs by state